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18 Apr 2024, 9:01 pm by renholding
One of the hallmarks of PCCE is that it brings together academics, regulators, and industry professionals, and allows us to have candid conversations about corporate misconduct and the ways in which we can all work together to improve compliance. [read post]
9 Apr 2024, 7:03 am by Robin E. Kobayashi
LEXIS 17 (Jan. 31, 2024) [see §43.05, n. 6], claimants were allowed to move forward with their claims where they could show that they faced greater risk of exposure to the virus than did the general public. [read post]
3 Apr 2024, 9:01 pm by renholding
In a few moments, my Enforcement Division colleagues will talk to you about the “what” of our work — in other words, the issues that are top of mind for us. [read post]
19 Mar 2024, 8:42 pm by Adam Levitin
That means that Trump’s best move might be trying to run the clock until Election Day:  7 months and 17 days. [read post]
13 Feb 2024, 9:05 pm by renholding
  Other technical rules include changes to the SEC’s rules of practice, delegations of authority to heads of SEC divisions, changes in fee schedules, and so on. [read post]
13 Feb 2024, 11:02 am by Yosi Yahoudai
Central Division detectives were also placed to investigate crimes committed at the site, the LAPD said. [read post]
7 Feb 2024, 7:57 am by Karen Gullo
Additionally, deleting Article 17 and limiting the scope of procedural and international cooperation measures to crimes defined in Articles 6 to 16 would further clarify and protect against overreach.Article 28(4): This article is gravely concerning from a cybersecurity perspective. [read post]
1 Feb 2024, 6:19 pm by Cynthia Marcotte Stamer
For these violations, the Wage and Hour Division ordered the employer to pay a total of $83,632 in backpay and $83,632 in penalties to 17 workers. [read post]
30 Jan 2024, 9:02 pm by renholding
”[10]  The June 1, 1972 Report of the Advisory Committee on Enforcement Policies and Practices—now commonly referred to as the Wells Report—included a lengthy discussion about the settlement of Commission enforcement actions, and made several recommendations related to the settlement process.[11]  The Commission had decades of experience settling cases, through both settlements on a no-admit/no-deny basis and settlements allowing defendants to deny wrongdoing.[12]… [read post]
29 Jan 2024, 3:45 am by Andrew Lavoott Bluestone
McGlynn v Burns & Harris, Esq. 2024 NY Slip Op 00187 Decided on January 17, 2024Appellate Division, Second Department, which we discussed last week, has a secondary issue. [read post]