Search for: "Dodd v. USA" Results 61 - 80 of 89
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6 Jan 2012, 2:00 am by Stephanie Figueroa
. - A provision in Dodd-Frank called for bringing more women and minorities to the world of finance, with a mandate to create diversity-monitoring offices at various regulatory agencies. [read post]
23 Mar 2020, 10:56 am by John Jascob
The Supreme Court recently denied certiorari in a Ninth Circuit case that declined to apply the relevant Second Circuit precedent and the latest petition for certiorari on this issue relies heavily on another Ninth Circuit case that also declined to follow the Second Circuit (Atlantic Trading USA, LLC v. [read post]
29 Nov 2017, 4:02 am by Edith Roberts
Somers, which involves the whistleblower protections of the Dodd-Frank Act. [read post]
5 Dec 2017, 4:21 am by Edith Roberts
Somers, which involves the whistleblower protections of the Dodd-Frank Act. [read post]
26 Feb 2018, 4:32 am by Edith Roberts
At USA Today, Richard Wolf reports that the plaintiff in Tuesday’s second case, Lozman v. [read post]
17 Jan 2012, 4:00 am by INFORRM
  Mr Pell’s answer was “George Carman QC who defeated them in high profile jury trials: Walker & ors v Yachting World, Branson v Snowden & G Tech and R v Ken Dodd respectively”. [read post]
10 Mar 2011, 12:39 pm by Steve Bainbridge
As far as securities and the economy in general are concerned, once Wickard v. [read post]
2 Nov 2010, 12:19 pm by Bruce Nye
Corrections USA, et al., Eastern District No. [read post]
23 May 2016, 8:27 am by David Cosgrove
[v]Ibid [vi]SEC, DOL Fiduciary Rules Will Likely Be Different, White Says (2016, March 22). [read post]
2 May 2011, 8:12 am by Kara OBrien
Update on Dodd-Frank Investment Adviser Registration Requirements Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), which became law on July 21, 2010, repealed effective July 21, 2011, the private advisor exemption from registration as an investment adviser under the Investment Advisers Act of 1940 (Advisers Act). [read post]
3 Apr 2012, 1:03 am by Kevin LaCroix
Supreme Court’s March 26, 2012 issuance of its unanimous opinion in the Credit Suisse Securities (USA) LLC v. [read post]