Search for: "Dodd v. United States" Results 121 - 140 of 501
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5 Apr 2018, 8:24 am by CFM Admin
Further, the Chairman stated most ICOs to date that he has seen have been offers and sales of securities. [read post]
14 Mar 2018, 12:46 am by Kevin LaCroix
On January 12, 2018, the Supreme Court decided to take up one of these cases, Lucia v. [read post]
7 Mar 2018, 2:45 pm by Aurora Barnes
United States 17-1099 Issues: (1) Whether the “anti-spoofing” provision of the Dodd-Frank Act, 7 U.S.C. [read post]
4 Mar 2018, 12:49 pm by Sabrina I. Pacifici
Somers, the United States Supreme Court unanimously decided that employees who raise internal complaints about possible violation of securities laws are not protected as whistleblowers under the Dodd-Frank Act. [read post]
26 Feb 2018, 4:32 am by Edith Roberts
For The Washington Post, Ellen Nakashima reports that the Supreme Court’s decision in United States v. [read post]
23 Feb 2018, 6:34 am by Matthew D. Lee
McCoy have published an alert about the United States Supreme Court’s unanimous ruling narrowing the class of would-be whistleblowers under the Dodd-Frank Act. [read post]
23 Feb 2018, 4:07 am by Edith Roberts
For USA Today, Richard Wolf reports that United States v. [read post]
22 Feb 2018, 1:54 pm by Gail Cecchettini Whaley
Dodd-Frank aimed to “promote the financial stability of the United States by improving accountability and transparency in the financial system,” according to the legislative record. [read post]
22 Feb 2018, 9:00 am by Jason M. Knott
That’s the message the United States Supreme Court sent to whistleblowers with its decision yesterday in Digital Realty Trust, Inc. v. [read post]
22 Feb 2018, 4:12 am by Edith Roberts
United States, which asks when erroneous applications of the U.S. [read post]
21 Feb 2018, 12:36 pm by Holland & Hart
By Brian Neil Hoffman and Jeremy Ben Merkelson Brian Neil Hoffman The United States Supreme Court today narrowed the universe of plaintiffs who can claim protection under the whistleblower anti-retaliation provisions of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
21 Feb 2018, 12:36 pm by Holland & Hart
By Brian Neil Hoffman and Jeremy Ben Merkelson Brian Neil Hoffman The United States Supreme Court today narrowed the universe of plaintiffs who can claim protection under the whistleblower anti-retaliation provisions of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
3 Feb 2018, 8:45 am by Public Employment Law Press
§5481(12).[6]Humphrey’s Executor v United States , 295 U.S. 602.This is an example of the material posted on NYPPL. [read post]
24 Jan 2018, 5:00 am by John Jascob
As Lynn explained, tippees essentially inherit the duties of insiders from whom they receive MNPI, and have the same potential liability as insiders.The decision resolved a circuit split arising from United States v. [read post]
18 Jan 2018, 6:16 am by Doug Cornelius
“[T]he government is now of the view that such ALJs are officers because they exercise ‘significant authority pursuant to the laws of the United States. [read post]
14 Jan 2018, 5:14 pm by Kevin LaCroix
SEC (here) that SEC ALJs are Officers of the United States who must be appointed pursuant to the Appointments Clause. [read post]
2 Jan 2018, 5:08 pm by Kevin LaCroix
  As of December 29, 2017, the Senate has confirmed including 19 Trump administration judicial nominees, including one Associate Justice of the Supreme Court, 12 judges for the United States Courts of Appeals, and six judges for the United States District Courts. [read post]
27 Dec 2017, 11:19 am by Wolfgang Demino
Keller on behalf of STATE OF TEXAS (Keller, Scott) (Entered: 11/28/2017)11/28/201711 MOTION for Leave to File Brief of Amici Curiae by STATE OF TEXAS, STATE OF WEST VIRGINIA, STATE OF ALABAMA, STATE OF ARKANSAS, STATE OF GEORGIA, STATE OF LOUISIANA, STATE OF OKLAHOMA, STATE OF SOUTH CAROLINA (Attachments: # 1 Exhibit Proposed Brief of Texas et al., # 2 Text of Proposed Order)(Keller,… [read post]
27 Dec 2017, 11:19 am by Wolfgang Demino
Keller on behalf of STATE OF TEXAS (Keller, Scott) (Entered: 11/28/2017)11/28/201711 MOTION for Leave to File Brief of Amici Curiae by STATE OF TEXAS, STATE OF WEST VIRGINIA, STATE OF ALABAMA, STATE OF ARKANSAS, STATE OF GEORGIA, STATE OF LOUISIANA, STATE OF OKLAHOMA, STATE OF SOUTH CAROLINA (Attachments: # 1 Exhibit Proposed Brief of Texas et al., # 2 Text of Proposed Order)(Keller,… [read post]