Search for: "Duke Investments, LLC"
Results 1 - 20
of 113
Sorted by Relevance
|
Sort by Date
17 Mar 2021, 8:03 am
Duke of fraudulently raising over $17.4M from 115 investors of an oil and gas investment fund. [read post]
4 Feb 2019, 2:18 pm
The complaints accused the Duke of compelling its 403(b) plan to sustain recordkeeping costs that were unreasonable even as investment options failed to perform well. [read post]
15 Jan 2008, 4:07 am
In Stoneridge Investment Partners, LLC v. [read post]
12 Aug 2020, 11:10 am
If you are concerned about investments with Christopher Duke Bennett, the securities attorneys of The White Law Group may be able to help you. [read post]
20 Jun 2011, 6:45 pm
So too in an Enron-style ERISA cases alleging imprudent investment in an employer's stock. [read post]
8 Sep 2016, 7:40 am
(Duke) and its wholly owned subsidiaries Duke Energy Carolinas LLC (Duke Carolinas), Duke Energy Progress LLC (Duke Progress) and Energy Progress Inc. [read post]
20 May 2019, 11:02 am
Christopher Duke Bennet (CRD#: 2510231) is a former registered broker and investment advisor whose last employer was J.J.B. [read post]
27 Dec 2010, 12:31 pm
She is a Certified Financial Planning Professional™, Advisory Representative offering investments and advisory services through Lincoln Financial Securities Corporation, Member SIPC and President of Premier Advisor Group LLC. [read post]
26 Jan 2019, 6:49 am
On November 30, 2018, the Commodity Futures Trading Commission (“CFTC”) lost its bid to hold Don Wilson and DRW Investments, LLC (collectively, “DRW”) liable for open-market manipulation. [read post]
5 Sep 2009, 8:00 am
Kirby Professor of Investment Banking Duke University Fuqua School of Business William J. [read post]
30 Dec 2012, 3:30 am
Also on November 8, Research Affiliates, LLC and WisdomTree Investments, Inc. [read post]
19 Feb 2013, 6:04 pm
But last week, in NNN Durham Office Portfolio 1, LLC v. [read post]
18 Nov 2022, 6:30 am
Securities and Exchange Commission, on Wednesday, November 16, 2022 Tags: Corporate fraud, ESG, Esg governance, ESG Performance, Investment Advisers Act, SEC enforcement Representations & Warranties, Fraud, and Risk Shifting: An Analytical Framework Posted by Steven L. [read post]
18 Nov 2022, 6:30 am
Securities and Exchange Commission, on Wednesday, November 16, 2022 Tags: Corporate fraud, ESG, Esg governance, ESG Performance, Investment Advisers Act, SEC enforcement Representations & Warranties, Fraud, and Risk Shifting: An Analytical Framework Posted by Steven L. [read post]
12 Jan 2012, 10:40 am
DDR RetailCenters DDR Duke Realty Investments, Inc. [read post]
5 Jul 2012, 2:39 am
DB Investments, Inc.? [read post]
14 Jul 2021, 4:41 am
Co-author Rees LeMay* In Apollo Exploration, LLC v. [read post]
19 Jan 2015, 8:04 am
Pitt is Chief Executive Officer and Managing Director at Kalorama Partners, LLC and former Chairman of the U. [read post]
20 Jun 2014, 8:50 am
In this case, Fruit wholesaler, Eclipse Berry Farms, LLC, and Progreso entered an agreement to grow and sell strawberries together. [read post]
1 Sep 2023, 6:30 am
CalSTRS Escalates Efforts to Hold Global Companies Accountable for Not Adequately Disclosing Climate Change Risks Posted by Rebecca Forée, and Aeisha Mastagni, California State Teachers’ Retirement System, on Friday, August 25, 2023 Tags: Board of Directors, CalSTRS, Climate change, Proxy season SEC’s New Rules on Use of Data Analytics by Broker-Dealers and Investment Advisers Posted by Hardy Callcott, Jay Baris and Laurie Kleiman, Sidley Austin LLP, on Saturday,… [read post]
