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3 Apr 2024, 9:03 pm by renholding
Some of this guidance is found only in the high-priced whispers of a select few attorneys or auditors. [read post]
20 Aug 2023, 9:01 pm by renholding
Defendants facing such claims may want to build evidentiary and expert records to demonstrate where this comparison results in a “mismatch. [read post]
9 May 2023, 9:01 pm by renholding
There is no reason that stockholders contacted earlier in the process to build support should have more or different information than other voting stockholders. [read post]
1 Feb 2023, 9:01 pm by renholding
Thank you Thomas [Kim] for that lovely introduction and I’m very pleased to be here at the Securities Regulation Institute giving the Alan B. [read post]
1 Feb 2023, 2:39 pm by anne
Charles Schwab – The SEC hit Charles Schwab & Co., Inc., Charles Schwab Investment Advisory, Inc., and Schwab Wealth Investment Advisory, Inc. with $187 million in penalties and disgorgement for alleged misstatements and omissions about their conflict of interest in handling customer funds and the resulting drag on customer returns. [read post]
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
The SEC also identified three risks that it considered particularly material to Ukraine: cybersecurity, supply chain integrity, and commodity price volatility. [read post]
29 Nov 2018, 1:28 pm by Brett Frischmann
Price discrimination is where B sells the same product to different people at different prices. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
The company, Munched, Inc. halted its ICO after being contacted by the SEC, and agreed to an order in which the Commission found that its conduct constituted unregistered securities offers and sales. [read post]
15 May 2016, 5:44 pm by Thomas G. Heintzman
See Heintzman and Goldsmith on Canadian Building Contracts, 5th ed., chapter 16, part 4(e) Yorkwest Plumbing Supply Inc. v. [read post]
17 Oct 2015, 8:25 am by Thomas G. Heintzman
The latest chapter in the ongoing saga is the decision of the British Columbia Court of Appeal in Acciona Infrastructure Canada Inc. v. [read post]
26 Dec 2014, 11:38 am by Bankruptcy Attorney
  The notice should include:  (1)               A letter signed by an attorney for the corporation or a director describing and stating the material facts of the proposed transaction (11 California Code of Regulations (“CCR”) Section 999.1(c));(2)               A copy of the board’s resolution or minutes discussing or… [read post]
26 Dec 2014, 11:38 am by Bankruptcy Attorney
  The notice should include:  (1)               A letter signed by an attorney for the corporation or a director describing and stating the material facts of the proposed transaction (11 California Code of Regulations (“CCR”) Section 999.1(c));(2)               A copy of the board’s resolution or minutes discussing or… [read post]