Search for: "Edward Merrill"
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23 Nov 2015, 12:07 pm
On January 3rd Medvec resigned from Merrill Lynch and joined Edward Jones. [read post]
10 May 2012, 8:15 pm
Shepherd Smith Edwards and Kantas is also pursuing an elder financial fraud case against First Allied Securities, Inc. [read post]
14 Jul 2011, 8:43 pm
Shepherd Smith Edwards and Kantas LLP represents investors in the US and abroad. [read post]
25 Aug 2009, 7:36 am
" Indeed, according to the SEC, Wachtell's Edward Herlihy was responsible for the merger to begin with. [read post]
15 Nov 2023, 9:03 pm
Shepherd Smith Edwards and Kantas (investorlawyers.com) are looking into claims of investor losses by former customers of ex-Merrill Lynch stockbroker Robert Gerstein or any other financial advisor. [read post]
24 Aug 2009, 5:00 pm
" Indeed, according to the SEC, Wachtell's Edward Herlihy was responsible for the merger to begin with. [read post]
1 Apr 2008, 9:14 am
Contact Shepherd Smith and Edwards today to request your free consultation. [read post]
5 Nov 2007, 12:31 am
If you are the victim of investor fraud, do not hesitate to contact the securities litigation firm of Shepherd Smith and Edwards today. [read post]
27 May 2007, 4:32 pm
The law firm of Shepherd Smith and Edwards represents institutional and individual investors in investment claims. [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block,… [read post]
10 Jun 2013, 1:50 pm
Edwards & Sons from 01/2004-06/2006, Merrill Lynch from 06/2006-10/2011, and LPL Financial from 11/2011-11/2012. [read post]
30 Sep 2008, 7:31 pm
Other brokerage houses that marketed structured products to their own clients included Merrill Lynch, UBS, JP Morgan Chase, Citigroup, and Wachovia. [read post]
17 Jul 2007, 11:46 am
Merrill Lynch, Pierce, Fenner & Smith, 835 F.2d 1031, 1033 (3d Cir. 1987). [read post]
28 Jun 2012, 3:38 pm
Our securities lawyers at Shepherd Smith Edwards and Kantas, LTD, LLP represent individual and institutional investors. [read post]
21 Jun 2019, 12:21 pm
With 26 years in the industry, He has also been a registered broker for Wachovia Securities, First Union Brokerage Services, Merrill Lynch, and Chatfield Dean & Co. [read post]
3 May 2009, 7:59 pm
They did this using "squawk boxes" at Citigroup, Merrill, and Lehman. [read post]
24 Aug 2009, 5:00 pm
" Indeed, according to the SEC, Wachtell's Edward Herlihy was responsible for the merger to begin with. [read post]
13 Nov 2018, 5:57 am
Edwards & Sons, Inc. of St. [read post]
19 Feb 2010, 2:42 pm
According to AmLaw, the filings, which are mostly depositions of former BofA execs, show that Wachtell Lipton partners Edward Herlihy (pictured) and Nicholas Demmo agreed fairly quickly with executives and in-house counsel not to disclose Merrill Lynch’s mounting fourth-quarter 2008 losses as the merger vote approached. [read post]
27 Mar 2017, 4:29 pm
Ct. 1351, 1363 (2013). [3] Id. at 1363 (citing Bobbs-Merrill Co. v. [read post]
