Search for: "Elisse Walter, Commissioner, U.S. Securities and Exchange Commission,"
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16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
10 Nov 2020, 7:19 am
A federal law allows the president to designate an SEC chair, a power that President Obama used to designate Elisse Walter as SEC chairwoman for a brief period before White become chairwoman. [read post]
22 May 2020, 6:03 am
Securities and Exchange Commission. [read post]
15 Apr 2019, 8:05 am
The Securities and Exchange Commission today announced that Sara Cortes and David P. [read post]
23 Feb 2018, 6:14 am
Securities and Exchange Commission, on Thursday, February 22, 2018 Tags: Cybersecurity, Disclosure, Public firms, Public interest, Risk, Risk disclosure, Risk management, Securities regulation [read post]
20 Jun 2013, 6:14 am
Walter is a Commissioner at the U.S. [read post]
30 May 2013, 2:35 pm
Michael Piwowar is to replace SEC Republican Commissioner Troy Paredes, whose term is expiring in June, and Kara Stein is to replace SEC Democratic Commissioner Elisse Walter. [read post]
24 Apr 2013, 6:29 am
Walter is a Commissioner at the U.S. [read post]
12 Apr 2013, 7:04 am
Securities and Exchange Commission. [read post]
27 Nov 2012, 9:30 pm
Securities and Exchange Commission (SEC), has announced that she will resign from her position after almost four years at the agency’s helm. [read post]
31 Oct 2012, 5:42 am
Walter is a Commissioner at the U.S. [read post]
1 Aug 2012, 8:52 am
Schapiro in mid-2010 and led by SEC Commissioner Elisse B. [read post]
31 Jul 2012, 9:00 pm
Even though the regulator is calling for reforms, Commissioner Elisse Walter made it clear to reporters that the SEC isn’t asking for new federal regulations. [read post]
27 Jul 2012, 6:12 am
Securities and Exchange Commission. [read post]
25 Apr 2012, 10:52 pm
McCarthy introduced their proposal in response to a Securities and Exchange Commission (SEC) study that revealed the agency lacks resources to adequately examine the nation’s nearly 12,000 registered advisers. [read post]
11 Dec 2011, 6:17 am
Walter is a Commissioner at the U.S. [read post]
25 May 2011, 11:33 am
” Commissioners Luis Aguilar and Elisse Walter joined Schapiro in voting in favor of the rules. [read post]
2 Dec 2010, 8:19 am
The rush of commentary on the proxy access rules adopted by the Securities and Exchange Commission on August 25, 2010, which provide certain shareholders with the right to require that companies include shareholder-nominated director candidates in company proxy materials, dissipated quickly when the Commission stayed the effective date of the rules. [read post]
25 Aug 2010, 7:00 am
Democratic Commissioners Elisse Walter and Luis Aguilar both voted for the final proxy access rule. [read post]
19 Apr 2010, 3:32 pm
Securities and Exchange Commission split 3-2 along party lines to approve an enforcement case against Goldman Sachs Group Inc., according to two people with knowledge of the vote. [read post]
