Search for: "Equity Funding LLCĀ " Results 41 - 60 of 1,694
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4 Dec 2023, 4:58 am by Peter Mahler
For those in RULLCA states, whose LLC statutes authorize judicial dissociation a/k/a expulsion of an LLC member, the additional lesson is not to underestimate the importance of the equities, both as to the circumstances justifying expulsion and the potential consequences that flow from expulsion. [read post]
30 Nov 2023, 9:55 am by The White Law Group
For example, during a bull market, they might prefer equity funds, while in a bear market, they might opt for more conservative options. [read post]
29 Nov 2023, 9:01 pm by renholding
” Notably, the SEC’s focus in FY 2023 seems to have shifted away from private funds, which was a focus area in FY 2022. [read post]
28 Nov 2023, 1:52 pm by The White Law Group
He also allegedly put more than $1 million of his client’s money toward a home equity line of credit tied to his personal residence. [read post]
24 Nov 2023, 7:38 am by CMS
High Court Proceedings In late 2018, VPB issued proceedings in the English High Court against Mr Bedzhamov for fraud, funded by an entity called A1 LLC. [read post]
22 Nov 2023, 6:33 am by Lindsay A. Heller
The court appointed an attorney for the wife and ensured the attorney was paid from marital funds. [read post]
20 Nov 2023, 9:01 pm by renholding
Madoff Investment Securities LLC (BLMIS) was a Ponzi scheme led to its liquidation under the Securities Investor Protection Act (SIPA).1 A SIPA liquidation is designed to collect “customer property” for ratable distribution among customers based on their “net equity” — investments minus withdrawals (i.e., loss of principal).2 SIPA largely incorporates the Bankruptcy Code and allows the SIPA trustee to recover property transferred by the debtor that… [read post]
15 Nov 2023, 6:26 am by jeffreynewmanadmin
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
14 Nov 2023, 9:01 pm by renholding
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
9 Nov 2023, 9:01 pm by renholding
For example, foreign investment advisers have faced numerous hurdles in registering with the SEC, the pending move to T+1 settlement in the equity markets raises potential mismatches with foreign jurisdictions that will need to be resolved, and some of the SEC’s shortened filing deadlines may present challenges for those in foreign time zones. [read post]
8 Nov 2023, 5:46 am by The White Law Group
     The claim further alleges that Center Street Securities unsuitably invested its client in high-risk alternative investments including the following:  ICAP Equity Income Fund (ETF)  E2C ESA Bond 1, LLCMCG Preferred Opportunity Fund, LLC   The claim seeks damages of $100,000.01 and $300,000. [read post]
7 Nov 2023, 4:58 am by Charles Sartain
The Heartland Group Ventures LLC et al. explains what a receiver under federal law has the right to do. [read post]
3 Nov 2023, 10:39 am by The White Law Group
They contribute a significant amount of their own funds to this investment, with the expectation of potential future returns if the start-up becomes successful. [read post]
3 Nov 2023, 6:30 am
Posted by Alyssa Stankiewicz and Lindsey Stewart, Morningstar, Inc, on Monday, October 30, 2023 Tags: anti-ESG, ESG, ETFs, Shareholders Machine-Learning the Skill of Mutual Fund Managers Posted by Ron Kaniel (University of Rochester Simon Business School), on Tuesday, October 31, 2023 Tags: CFNAI, Mutual funds, stock market, US Equity Funds The Compensation Committee’s Evolving Role in Human Capital Management Posted by Blair Jones, Rachel Ki, and… [read post]
3 Nov 2023, 6:30 am
Posted by Alyssa Stankiewicz and Lindsey Stewart, Morningstar, Inc, on Monday, October 30, 2023 Tags: anti-ESG, ESG, ETFs, Shareholders Machine-Learning the Skill of Mutual Fund Managers Posted by Ron Kaniel (University of Rochester Simon Business School), on Tuesday, October 31, 2023 Tags: CFNAI, Mutual funds, stock market, US Equity Funds The Compensation Committee’s Evolving Role in Human Capital Management Posted by Blair Jones, Rachel Ki, and… [read post]
For questions about these new rules, the CTA, or customer due diligence and beneficial ownership rules more generally, contact the authors of this article or another member of the McGuireWoods Government Investigations and White Collar team, Financial Services Litigation team, Tax & Employment Benefits team, or the Corporate & Private Equity team. [read post]
1 Nov 2023, 5:56 am by Jack Bogdanski
Who's all about the "equity"? [read post]
31 Oct 2023, 9:05 pm by renholding
LTL assumed responsibility for all of JJCI’s talc-related liabilities in return for certain rights under a funding agreement. [read post]
29 Oct 2023, 10:02 am by Gene Takagi
” NY Times Equity and Justice Related Articles & Resources: How the Fearless Fund Lawsuit Is Provoking Outrage, New DEI Strategies — and Renewed Commitment (Michelle Celarier, Institutional Investor) Simple, Backlash-Free Definitions Of Diversity, Equity And Inclusion (Paolo Gaudiano, Forbes) Purlie Victorious (play by Ossie Davis) Climate Change Articles & Resources: The Fed’s New Climate-Change Mandate (The Editorial Board, Wall… [read post]