Search for: "Equity Funding LLC "
Results 61 - 80
of 1,690
Sorted by Relevance
|
Sort by Date
31 Aug 2016, 6:00 am
The SEC entered into a $52.5 million settlement with four private equity fund advisers affiliated with Apollo Global Management LLC (collectively “Apollo”) arising out of insufficient disclosures and supervisory failures. [read post]
24 Nov 2015, 4:00 am
US regulatory developments and areas of increased SEC focus applicable to private equity fund advisers since 2012 Erik A. [read post]
13 Jun 2016, 6:46 am
An SEC investigation found that Blackstreet Capital Management, LLC (“Blackstreet”) and its principal performed in-house brokerage services rather than using investment banks or broker-dealers to handle the acquisition and disposition of portfolio companies for a pair of advised private equity funds. [read post]
26 Jun 2011, 4:47 pm
Oaktree Capital Group LLC is planning to sell $100 million of shares, while private-equity powerhouse Carlyle Group LLC is expected to come public in the next six months or so. [read post]
14 Oct 2009, 1:58 am
AllianceBernstein, LP and its sub-advisors Greenfield Partners, LLC and Rialto Capital Management, LLC; BlackRock, Inc.; and Wellington Management Company, LLP have completed initial closings, each with at least $500 million of committed equity capital from private investors bringing the total number of initial closings completed to five and total committed equity and debt capital to $12.27 billion. [read post]
26 Apr 2010, 9:42 am
The SEC’s civil lawsuit filed on April 22, 2010 against Roy Dixon, Jr. and his allegedly fraudulent private equity fund Onyx Capital Advisors, LLC, serves to illustrate an important point about dealing with registered securities salespersons such as Mr. [read post]
12 Dec 2016, 8:24 am
Bethesda-based Proshares Trust does not expect any of its equity and fixed-income exchange-traded funds will pay a 2016 Capital Gain Distribution. [read post]
27 Sep 2019, 10:10 am
Moreover, the court found the complaint adequately alleged that the private equity defendants had caused the submission of the false claims, based on the fund’s principals who were directly involved in clinic operations. [read post]
6 Jun 2017, 11:17 am
” What that means for you: The Supreme Court decision in Midland Funding, LLC v. [read post]
22 Feb 2013, 7:32 am
So called “equity stripping” arrangements (borrowing funds with your home as collateral and then using those funds for other purposes) may be reasonable in some circumstances. [read post]
28 Jun 2018, 11:49 am
L.P., Cherokee Investment Partners LLC, Ecosystem Investment Partners LLC, Elm Partners Management LLC, HEP Management Corp., Prescott General Partners LLC, RLJ Equity Partners LLC, Rose Park Advisors LLC, and Veteri Place Corp. [read post]
26 Feb 2014, 5:00 am
Brittenham and his company, Clean Energy Capital LLC, with paying more than $3 million of the firm’s expenses from its funds. [read post]
19 Dec 2012, 11:45 am
This exposed the Claymore Dynamic Equity Fund to additional undisclosed risks and caused the fund to lose more than $45 million in September and October 2008, which was approximately 45 percent of its net assets. [read post]
7 Jul 2020, 5:00 pm
Ctny., May 20, 2020), approving the liquidation plan of FGLS Equity LLC, which was founded by accountant Steven Mendelow as a feeder fund to Bernard L. [read post]
22 Jun 2015, 2:10 pm
NextDecade, LLC (NextDecade) announced that Valinor Management, L.P. and Halcyon Energy Investors, L.P. have joined certain funds managed by York Capital Management Global Advisors, LLC and its affiliates in providing NextDecade with an additional US$85 million in order to take the proposed Rio Grande LNG (RGLNG) export terminal and Rio Bravo Pipeline project to Final Investment Decision (FID), and to fund the continued development of Pelican Island LNG in… [read post]
23 Aug 2012, 1:46 pm
Now, Behringer Harvard Holdings LLC is preparing to inform clients that its Behringer Harvard Strategic Opportunity Fund I is under water. [read post]
4 Apr 2018, 11:40 am
Other categories of equity may provide for certain investors, to have preferred returns. [read post]
9 Feb 2007, 12:36 am
After weeks of anticipation, packed road shows and massive demand, Fortress Investment Group LLC on Thursday raised $634 million with an initial public offering, the first such move by a diversified private equity and hedge fund in the United States. [read post]
7 Nov 2010, 2:29 pm
The court said this creditor right gave rise to the trust fund doctrine, and in turn to the creditor derivative action. [read post]
26 Sep 2017, 11:51 am
By: Josh Watson Private equity firm Platinum Equity Advisors, LLC (Platinum) improperly charged broken deal expenses to three of its private equity fund clients, according to a settlement with the Securities and Exchange Commission on September 21, 2017. [read post]
