Search for: "Equity Industrial A-York LLC"
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16 Apr 2021, 3:53 am
About Leeds Equity Partners: Leeds Equity Partners, LLC, is a New York-based private equity firm dedicated exclusively to partnering with management teams in the education, training and information services industries (the “Knowledge Industries”). [read post]
29 Sep 2009, 12:35 pm
MADOFF INVESTMENT )SECURITIES LLC, ) ) Debtor. ) )REQUEST FOR PRODUCTION OF DOCUMENTS 1. [read post]
14 Jun 2011, 6:26 pm
Tomassi Law Associates, LLC www.attorney-ri.com 1-888-RI-LAWLINENEW YORK (TheStreet) — The ex-dividend date for Fidelity National Financial (NYSE:FNF) is tomorrow, June 14, 2011. [read post]
27 May 2020, 7:04 am
His previous employers include Great Nation Investment Corporation (CRD#19981), United Equity Securities, LLC (CRD#47261), and CCF Investments, Inc. [read post]
12 Jan 2024, 8:56 am
Attorney’s Office for the Southern District of New York, the FBI, and the Financial Industry Regulatory Authority. [read post]
24 Jan 2020, 9:11 am
Notably, Hunton represented Jefferies Funding LLC in its role as note purchaser and lender in connection with a $1 billion variable funding financing facility of home equity lines of credit (HELOCs) with Figure Lending LLC in a first-of-its-kind financing transaction involving collateral originated on blockchain. [read post]
22 Jun 2018, 6:48 pm
Morgan Securities LLC (J.P. [read post]
1 May 2012, 8:40 am
The Retail Fail Betsey Johnson doesn’t stand alone in the category of companies struggling in the retail industry. [read post]
22 Oct 2013, 7:42 pm
As TechDirt reported last year, USC auctioned a license to the patents in 2010 to a private equity firm which created a series of subsidiaries — including Preservation Technologies LLC — to demand payouts from companies ranging from Google to Facebook. [read post]
22 Jun 2017, 11:39 am
(CRD #505, New York, New York) submitted an AWC in which the firm was censured, fined $17,500 and required to revise its WSPs. [read post]
22 Jun 2017, 11:39 am
(CRD #505, New York, New York) submitted an AWC in which the firm was censured, fined $17,500 and required to revise its WSPs. [read post]
6 Oct 2018, 10:09 am
According to records kept by The Financial Industry Regulatory Authority (FINRA), most of a Barber customer complaints allege that Barber made unsuitable recommendations in equity securities. [read post]
1 Feb 2024, 1:34 pm
According to FINRA Disciplinary actions for January 2024, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Scott Reed First Financial Equity Corporation Wells Fargo Clearing Services, LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
23 Jan 2024, 12:05 pm
He has been in the industry since 2002. [read post]
28 May 2009, 4:37 pm
(HEP) is a New York City-based private equity firm focused on profitable or nearly profitable healthcare service and healthcare information technology companies whose customers are generally hospitals or health plans. [read post]
23 Feb 2021, 11:38 am
Ratios such as the turnover ratio and cost equity ratio may be used to determine if the activity was excessive. [read post]
7 Mar 2021, 4:58 am
Finally, since April 2017, Miller has been registered with Spartan Securities out of the firm’s New York, New York office location. [read post]
31 Jan 2013, 2:23 pm
” Now that the legal dispute is history, many industry insiders believe that the next logical step for Tory Burch LLC is an IPO. [read post]
1 Dec 2011, 1:20 am
. **** December 1 Sponsor: Bloomberg LINK Event: Bloomberg Hedge Funds Summit Location: New York, NY December 1 Sponsor: Infovest 21 Event: Investor Morning Seminar/Breakfast Location: New York, NY December 4-6 Sponsor: Opal Event: Alternative Investing Summit Location: Laguna Niguel, CA December 5 Sponsor: CHFA Event: California Hedge Fund Association—Winter Networking Reception Location: Laguna Beach, CA December 5 Sponsor: Financial Research Associates,… [read post]
3 May 2020, 12:33 pm
Since December 2013 Touloukian has been registered with Pauolson Investment LLC of the firm’s New York, New York office location. [read post]
