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14 May 2011, 12:53 pm
. **** May 1-3 Sponsor: Institutional Investor Alpha Hedge Event: Global Hedge Fund Summit Location: Bermuda May 3-4 Sponsor: CVOF Event: China Venture Capital & Private Equity Forum Location: New York May 3-4 Sponsor: PEI Event: Private Fund Compliance Forum Location: New York May 3-4 Sponsor: STI Event: The 7th Annual New York Value Investing Congress Location: New York May 5 Sponsor: Connecticut Hedge Fund Association Event:… [read post]
17 Feb 2020, 7:29 am
Since June 2015 Raupp has been registered with Concorde Investment out of the firm’s Port Jefferson, New York office location. [read post]
2 Dec 2016, 11:11 am
Finally, from July 2015 until November 2016 Lambert was associated with Janney Montgomery Scott LLC out of the firm’s Melville, New York office location. [read post]
7 Mar 2022, 8:22 am
He has been in the industry since 2012. [read post]
5 Jun 2020, 1:52 am
Mark Kolta Has Had at Least 15 Customer Disputes and 12 Years in the Securities Industry with 6 Firms New York broker Mark Kolta has had at least 15 customer disputes in his 12-year career in the securities industry, and has worked for 6 firms, FINRA stated. [read post]
5 Jun 2020, 1:52 am
Mark Kolta Has Had at Least 15 Customer Disputes and 12 Years in the Securities Industry with 6 Firms New York broker Mark Kolta has had at least 15 customer disputes in his 12-year career in the securities industry, and has worked for 6 firms, FINRA stated. [read post]
10 Dec 2009, 1:42 am
It's also an excellent time to revisit a licensing standard which would be beneficial to sellers of structured settlement payment rights and investors alike as well as improve the industry's overall reputation. [read post]
24 Oct 2022, 7:13 am
Related posts:The New York Times on Ownership of Real Estate by LLCs Assessing the Costs of SPACs A Few Etiquette Tips for Corporate Attorneys in Dealing with Other Attorneys [read post]
3 Feb 2011, 2:00 pm
What we do know is who purchased it – Manhattan heavy-hitter private-equity firm Tailwind Capital LLC. [read post]
25 Mar 2014, 5:40 am
The Financial Industry Regulatory Authority (FINRA) recently barred broker William (Bill) Tatro, formerly registered with First Allied Securities, Inc. [read post]
16 Feb 2007, 5:32 am
("Inferior" goods are things you consume more of the poorer you are, such as rice and beans, rental housing [New York City excepted], Wal-Mart brand clothing, and public transit [New York City excepted].) [read post]
30 Dec 2015, 8:34 am
From February 2012 until August 2013, Bader was associated with Craig Scott Capital, LLC. [read post]
2 May 2010, 1:55 pm
Project Orange Associates, LLC - This owner and operator of a steam-electric cogeneration power plant in Syracuse, New York filed on April 29th in the Southern District of New York. [read post]
12 May 2023, 11:06 am
https://buff.ly/3nIWa36 Equity and Justice: “We need to take away children. [read post]
8 Nov 2010, 5:00 am
This Tuesday the Court will hear oral argument in the one Federal-Arbitration-Act-related case it has thus far agreed to hear this term: AT&T Mobility LLC v. [read post]
8 Apr 2022, 2:05 am
(Boston, MA) Senior Counsel, New Energy Equity, LLC (Annapolis, MD) Corporate Counsel, Tempus Labs (Chicago, IL) Sr. [read post]
28 Jun 2017, 7:11 am
Brad Katsuyama, CEO of the IEX Group, Inc. and Investors Exchange LLC, agreed that exchanges have conflicts of interest related to selling market data. [read post]
21 Jan 2008, 9:24 am
2008 looking like 2001 – when there were declining profits in the industry,” said Dan Dipietro of the Law Firm Group for Citi Private Bank in New York. [read post]
25 Apr 2015, 4:22 am
He previously served as Managing Principal of Boone Consulting and, prior, was President and Founder of Pride Properties, LLC, owning a portfolio of rental and company-financed properties in the Mid South. [read post]
29 Jul 2019, 10:01 am
As we previously told you, GPB is currently under investigation by regulators, including the Financial Industry Regulatory Authority (FINRA), the SEC and the FBI, who reported raided the firms New York offices in February. [read post]
