Search for: "Equity Recovery Service, LLC"
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4 May 2024, 8:31 pm
Insight Global LLC, No. 1:21-cv-1335 (M.D. [read post]
9 Apr 2024, 7:03 am
. , LLC, 2024 Ala. [read post]
11 Feb 2024, 8:55 am
(Equity Services) through January 2022. [read post]
8 Feb 2024, 7:47 am
” Sails Restaurant LLC – $184,139 On February 7, 2024, the Labor Department announced its recovery of has recovered $184,139 in back wages and liquidated damages for 56 seasonal guest workers and U.S. workers of a Naples restaurant after finding multiple violations of federal nonimmigrant work program regulations and federal minimum wage and overtime regulations. [read post]
1 Feb 2024, 1:34 pm
According to FINRA Disciplinary actions for January 2024, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Scott Reed First Financial Equity Corporation Wells Fargo Clearing Services, LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
14 Jan 2024, 10:02 am
Individuals who must pay a Trust Fund Recovery Penalty. [read post]
20 Nov 2023, 9:01 pm
Madoff Investment Securities LLC (BLMIS) was a Ponzi scheme led to its liquidation under the Securities Investor Protection Act (SIPA).1 A SIPA liquidation is designed to collect “customer property” for ratable distribution among customers based on their “net equity” — investments minus withdrawals (i.e., loss of principal).2 SIPA largely incorporates the Bankruptcy Code and allows the SIPA trustee to recover property transferred by the debtor that… [read post]
6 Nov 2023, 1:55 pm
The claim further alleges that Ages Financial Services LTD unsuitably invested its clients in high-risk alternative investments, iCap Equity, LLC and GWG L bonds. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC company order | SEC CFO complaint SEC settles assets recovery and impairment loss disclosure claims In the Matter of Future FinTech Group Inc. [read post]
31 Jul 2023, 12:40 pm
According to National Adult Protective Services Association (NAPSA), only 1 in 44 cases of financial abuse ever comes to light. [read post]
10 May 2023, 9:01 pm
Some Chapter 11 proceedings yield a stand-alone restructuring where either (1) existing equity interests are eliminated and creditors emerge as the debtor’s new equity owners in exchange for their pre-bankruptcy claims or (2) a “plan sponsor” injects new capital in to the debtor in exchange for equity in the reorganized entity. [read post]
12 Apr 2023, 8:25 am
A lot of times you see hedge funds like that we got a substantial recovery for investments. [read post]
3 Apr 2023, 4:53 am
Notwithstanding the inadvertent financial disclosure, Ray and Cheryl eventually sold their M & W equity interests and all of ARM’s Dunkin’ franchises to David. [read post]
17 Mar 2023, 3:33 pm
The winning bidder purchases a portion, typically ranging from 20 to 40 percent, of the equity in the LLC. [read post]
20 Jan 2023, 2:56 pm
In November 2022, the California Public Utilities Commission (“CPUC”) authorized Waymo LLC to participate in California’s pilot program to provide “driverless” AV passenger service to the public. [read post]
9 Jan 2023, 9:01 pm
According to plaintiff’s motion for settlement approval, the settlement represents approximately 20-to-30% of the estimated range of recoverable damages, which is nearly 400% more than the median recovery in such cases. [read post]
5 Jan 2023, 2:22 pm
In this overview, ISS Securities Class Action Services reviews the largest shareholder-related settlements of 2022. [read post]
18 Dec 2022, 3:52 pm
LTL Management LLC was formerly known as Johnson & Johnson Consumer Inc. [read post]
11 Nov 2022, 3:00 am
Seidler Equity Partners, a private equity firm based in California, has taken a minority stake in a conglomerate of 10 firms. [read post]
28 Aug 2022, 8:09 am
According to records kept by The Financial Industry Regulatory Authority (FINRA), Reed was employed by Wells Fargo Clearing Services, LLC (Wells Fargo) at the time of the activity. [read post]
