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22 Jun 2017, 8:53 am by John Stigi and Christopher Bosch
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]
9 Oct 2023, 2:34 pm by Kevin LaCroix
This article is co-authored by Sarah Abrams, Head of Professional Liability Claims, Bowhead Specialty Underwriters, Inc., Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
8 Aug 2018, 1:26 pm
(Montana Supreme Court, July 24, 2018, Associated Management Services, Inc. v. [read post]
17 Mar 2015, 6:33 am by Adam Weinstein
World Equity is a full service broker dealer and has been a FINRA member since 1992. [read post]
4 Aug 2020, 4:28 am by Bob Ambrogi
HaystackID, a company that provides e-discovery and forensic services and technology to corporations and law firms, and NightOwl Global, a company that provides enterprise data services for corporate legal departments, said today that they are combining as part of a merger facilitated by majority investor Quad-C Management Inc., a middle-market private equity firm. [read post]
15 May 2007, 4:40 pm
The House Financial Services Committee is holding a hearing tomorrow morning (10 am Eastern) on "Private Equity's Effects on Workers and Firms. [read post]
16 Nov 2009, 5:29 pm
Late Monday evening, deCODE genetics, Inc. filed for chapter 11 bankruptcy protection in Delaware. [read post]
10 Aug 2020, 2:01 pm by Silver Law Group
(CRD# 421) from 2007 to 2020, James Kennedy worked for Hartford Equity Sales Company Inc. [read post]
29 Jun 2021, 1:20 pm by Astarita
Skinner of Santa Clarita, California, and five entities he owns and controls – Empire West Equity Inc., Bayside Equity LP, Longacre Estates LP, Freedom Equity Fund LLC, and…Read the Full Press ReleaseHave a securities law question? [read post]
13 Feb 2023, 5:59 am by Kevin LaCroix
[ix] While healthcare services are expected to remain a key investment focus for many private equity firms, the risk of False Claims Act (“FCA”) exposure associated with such investments has also grown. [read post]
21 Jun 2017, 11:57 am by John Stigi
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]
21 Jun 2017, 11:57 am by John Stigi
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]
20 Apr 2022, 12:56 pm by The White Law Group
The claim further alleges that Emerson Equity unsuitably invested its clients in GWG L Bonds, securities sponsored by GWG Holdings, a Dallas-based financial services firm. [read post]
13 Sep 2017, 8:09 am by John Jascob
Potomac Asset Management Company, Inc. provides investment advisory and management services to two private equity fund clients under limited partnership agreements and private placement memoranda The LPAs provided terms for calculation and payment of capital contributions and the payment of management fees paid to Potomac. [read post]
19 Oct 2009, 11:31 pm
 This week we have enjoyed a rigorous discussion about the implications of the government as a shareholder in the financial services and automotive industries. [read post]
16 Oct 2014, 5:07 am by Broc Romanek
Here’s what Ron Mueller & Beth Ising of Gibson Dunn have blogged about them: Today, proxy advisory firm Institutional Shareholder Services Inc. [read post]
10 Jun 2019, 10:07 am by Morse
In tech startup industry moving news, legal services platform Shoobx, Inc. has launched Legal Services on Shoobx, a new program to connect startups with legal representation at a fixed, affordable fee covering not only incorporation and general corporate work but also initial equity fundraising activities. [read post]
22 Jun 2017, 2:48 pm by John Stigi and Christopher Bosch
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]
22 Jun 2017, 2:48 pm by John Stigi and Christopher Bosch
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]
22 Jun 2017, 2:48 pm by John Stigi and Christopher Bosch
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]