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10 Sep 2007, 8:29 am
  And today (Sept. 6, 2007), the SEC instituted settled enforcement actions against Commonwealth Equity Services based in Waltham, Mass.; Detwiler, Mitchell, Fenton & Graves based in Boston; and James McCarty, a resident of South Dennis, Mass., for failing to reasonably supervise Mr. [read post]
19 May 2010, 2:17 am by atussey@mortgagefraudblog.com
Justin Lindle Hatton, a Utah resident, the owner of a real estate investment and management company, Malibu Equity Group Inc, has been charged with making false statements to a financial institution, making and subscribing a false tax return and aiding and abetting. [read post]
10 Feb 2013, 4:00 pm by Amber Walsh
CIT GAP Funds is a family of seed- and early-stage investment funds placing near-equity and equity investments in Virginia-based life science and other companies. [read post]
1 Jul 2018, 4:44 am by Staff Attorney
From 2011 to 2017, Pravlik was registered with Prospera Financial Services, Inc. [read post]
7 Jun 2010, 3:01 pm
(NYSE: MMC), the global professional services firm, and Altegrity, Inc, an international screening and security solutions company, today announced a definitive agreement under which Altegrity will acquire Kroll Inc. from MMC in an all-cash transaction valued at $1.13 billion. [read post]
30 Mar 2012, 2:48 pm by D. Daxton White
., International Consultants and Enterprises, Inc., Vision Equities, Inc., Vision Equities Fund II, LLC, and Vision Equitieis Fund III, LLC. [read post]
7 May 2021, 4:10 am
Lemoine, Advisory Group Equity Services, Ltd., TAG Group, Inc., and Trust Advisory Group, Ltd. [read post]
19 Feb 2018, 6:00 am by Amber Walsh
Silversmith Capital Partners — Founded in 2015, Silversmith is a growth equity firm. [read post]
27 Aug 2015, 3:31 pm by Elizabeth Cousins
  The FLP team consists of Star America Infrastructure and Aldridge Electric, Inc. as equity owners with Aldridge Electric, Inc. also acting as the design-build contractor, Parsons Brinkerhoff, Inc. as the designer, and Cofely Services, Inc. acting as operations and maintenance provider. [read post]
23 Feb 2019, 2:38 pm by Staff Attorney
  From April 2014 until October 2016 Stephens was registered with Prospera Financial Services, Inc. [read post]
12 Apr 2024, 5:01 pm by Steve Bainbridge
Consequently, the subsidiary emerges as an independent entity with its distinct equity structure. [read post]