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14 Mar 2019, 11:43 am by Geoff Cockrell
The next in our series of posts sharing key takeaways from panels at the Healthcare & Life Sciences Private Equity and Lending Conference focuses on some critical points private placement memorandum (PPM) investors should know before investing in ancillary services. [read post]
25 Apr 2019, 11:56 am by Silver Law Group
According to FINRA Disciplinary actions for April 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Boj, Pedro   UBS Financial Services Inc   BBVA Securities of PR   Brooks, Carter   Wells Fargo Clearing Services LLC   Edward Jones   Lofaro, Patrick   Rockwell Global Capital LLC   Dalton… [read post]
12 Dec 2014, 1:08 pm by Edmund Caplicki
  WMB Heartland Justice Partners is comprised of equity members Walsh Investors, LLC, Meridiam Infrastructure Indy Justice, LLC, and Balfour Beatty Investments, Inc. [read post]
3 Dec 2018, 7:00 am by Malecki Law Team
Malecki Law continues to follow a petition filed in the National Company Law Tribunal (NCLT) in Mumbai, India concerning the takeover of a US litigation data-management firm, Xcellence Inc. [read post]
28 Jun 2017, 7:11 am by John Jascob
By Lene Powell, J.D.In a hearing of the capital markets subcommittee of the House Financial Services Committee, lawmakers heard from securities exchanges, market makers, and brokerages in a broad exploration of equity market structure issues including data feeds and broker rebates, among other topics.SIP vs. proprietary feeds. [read post]
17 Feb 2010, 6:19 am
The Financial Industry Regulatory Authority (FINRA) announced its first enforcement action involving the sales of reverse convertible notes (RCNs) — fining H&R Block Financial Advisors, Inc., (n/k/a Ameriprise Advisor Services, Inc.) $200,000 for failing to establish adequate supervisory systems and procedures for supervising sales of RCNs to retail customers. [read post]
4 Oct 2013, 3:57 am by Amber Walsh
In 2012, industry experts estimate that private equity firms invested approximately $4 billion in health or medical services and the number and value of private equity deals throughout the health care industry accounted for roughly 11 percent of all deals consummated worldwide. [read post]
21 Oct 2008, 4:57 pm
Amid proud announcements of Super Lawyers recognition, Pro Bono achievements, Working Woman awards, and Who's Who Legal: Illinois accomplishments, Chicago-based Jenner & Block has also notified 10 equity and non-equity partners that their services will no longer be needed. [read post]
8 Jul 2013, 8:13 pm by Amber Walsh
Where Private Equity Meets Physician-Owned Hospitals Physician-owned hospitals have had interested private equity investors for several years. [read post]