Search for: "Eric Sieracki" Results 1 - 9 of 9
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24 Sep 2010, 8:36 am
Eric Sieracki's defense against the SEC argues that he lacked scienter (the knowledge of the illegality of an act or conduct; the guilty knowledge). [read post]
5 Jun 2009, 6:08 am
On June 4, 2009, the SEC announced the filing of securities fraud charges against former Countrywide Financial CEO Angelo Mozilo, former chief operating officer and president David Sambol, and former chief financial officer Eric Sieracki. [read post]
23 Jun 2009, 11:40 pm by Robin Mashal
Eric Sieracki was Countrywide's chief financial officer.Robin Mashal is a partner at the law firm of Hong & Mashal, LLP, and can be reached at (310) 286-2000. [read post]
4 Jun 2009, 1:31 pm
Just finished watching a live stream of SEC Enforcement Chair Robert Khuzami announcing that the SEC had filed charges against three former Countrywide executives, including former CEO Angelo Mozilo, former COO David Sambol and former CFO Eric Sieracki. [read post]
15 Jun 2009, 2:21 am
In its complaint, the SEC alleges that former Countrywide CEO Angelo Mozilo, former COO and president David Sambol and former CFO Eric Sieracki violated Section 10(b) of the Securities Exchange Act by deliberately misleading investors about the significant credit risks being taken by Countrywide in its efforts to maintain and increase the company's market share. [read post]
18 Oct 2010, 3:26 pm
Additionally, former Countrywide president David Sambol has agreed to pay $5.52 million and former chief financial officer Eric Sieracki will pay $130,000. [read post]
6 Nov 2009, 9:29 am by Sarah Zanoff
District Judge John Walter in Los Angeles also rejected requests by David Sambol and Eric Sieracki, respectively Countrywide's former chief operating officer and former chief financial officer, to dismiss related SEC fraud charges. [read post]
11 Jun 2009, 7:16 am
" Lawyers for Mozilo and two associates, David Sambol and Eric Sieracki, said the allegations were baseless and politically motivated. [read post]
21 Sep 2010, 5:25 am by David G. Badertscher
The SEC's complaint alleges that Mozilo and senior Countrywide executives David Sambol and Eric Sieracki committed securities fraud by misrepresenting the risks of the loan company's underwriting practices.States Join Media Groups in Briefs Opposing California's Violent Video Game BanThe National Law JournalNine states and Puerto Rico have joined to file a brief with the Supreme Court urging the justices not to uphold a California law that bans the sale or rental of… [read post]