Search for: "Erik K. Dodd"
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21 Jul 2010, 5:09 pm
Is this a hole in Dodd-Frank? [read post]
21 Jul 2010, 11:56 am
To make this easier, Dodd-Frank goes ahead and amends 15 U.S.C. 78o(k) to authorize the SEC to promulgate rules to establish that the standard of care for brokers giving personalized investment advice to retail customers is the same as that for investment advisers under the Investment Adviser Act. [read post]
10 Feb 2017, 5:54 am
Bank Regulation and Securitization: How the Law Improved Transmission Lines between Real Estate and Banking Crises Posted by Erik F. [read post]
17 Jun 2011, 3:28 pm
Wicked popular with the pre-K crew. [read post]
2 Jan 2020, 4:10 pm
Malaysia's Transformation Problems to a High‐income Economy Alan Gamlen, Chris Kutarna, & Ashby Monk, Citizenship as Sovereign Wealth: Re‐thinking Investor Immigration Klaus Dodds, ‘Real interest’? [read post]
30 Sep 2016, 6:09 am
Hermsen, Mayer Brown LLP, on Thursday, September 29, 2016 Tags: Accounting standards, Audit committee, Boards of Directors, Clawbacks, Compensation disclosure, Compensation ratios, Disclosure, Dodd-Frank Act, Executive Compensation, Form 10-K, No-action letters, Pay for performance, Proxy access, Proxy advisors, Proxy season, Proxy voting, Say on frequency, Say on pay, SEC, Securities litigation, Securities regulation, Shareholder proposals [read post]
14 Oct 2016, 6:05 am
Herlihy and Richard K. [read post]
9 Feb 2018, 5:06 am
Herlihy, Richard K. [read post]
1 Jul 2015, 6:00 am
Here, for example, is how Erik Larson describes the problem in his book “In the Garden of Beasts. [read post]
2 Jul 2013, 1:41 pm
The other day, I was blogging about tags, and somebody asked what are all the tags. [read post]
