Search for: "Executive Developing Investments, LLC"
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14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
9 Nov 2023, 9:01 pm
Subsequently, I returned to the executive staff in 2013 as counsel to Commissioner Michael Piwowar. [read post]
7 Nov 2023, 8:37 am
This includes risk assessment, software development and implementation, testing, and compliance. [read post]
3 Nov 2023, 11:39 am
Clardy LLC. and the newsletter for lawyers, 👀 The Peek: 🚪A Doorway into Wellness. [read post]
27 Oct 2023, 6:00 am
Industry Developments SPOTLIGHT: Paze’s Digital Wallet Uses a Bank-Centered Fintech Approach to E-Commerce CheckoutDigital Transactions News – October 24, 2023 Though the official launch of the Paze online wallet from Early Warning Services LLC isn’t slated until 2024, Paze executives are already demonstrating the product. [read post]
24 Oct 2023, 9:01 pm
Effective execution is equally important. [read post]
18 Oct 2023, 3:02 pm
Steady Pulse of eDiscovery Market Consolidation and Investment in Q3 2023 The third quarter of 2023 saw a steady pulse of merger, acquisition, and investment activity in the eDiscovery ecosystem. [read post]
3 Oct 2023, 9:01 pm
According to the SEC, shortly before a securities offering, the Company issued two press releases saying that a screening test that it had developed could be used by consumers to detect COVID-19. [read post]
2 Oct 2023, 4:22 am
In my experience, most operating agreements of New York LLCs include a provision barring amendments unless made in writing and executed by all members. [read post]
31 Aug 2023, 8:40 am
Execution of an offshore wind lease does not, in and of itself, allow a lessee to develop offshore wind energy projects. [read post]
30 Aug 2023, 5:45 am
Their expertise is spread across diverse practice areas like executive compensation, partnership taxation, and real estate investment, among others. [read post]
25 Aug 2023, 5:58 pm
McCormick, Chancellor, Delaware Court of ChanceryRick Alexander, Founder and Chief Executive Officer, The Shareholder CommonsJames Cole, Jr., Chairman & Chief Executive of The Jasco Group, LLC; Director and Chair of the Nominating and Governance Committee, AIGMichelle Edkins, Managing Director, Blackrock Investment StewardshipPeggy Foran, Chief Governance Officer, Senior Vice President and Corporate Secretary, Prudential Financial, Inc.Lawrence A. [read post]
16 Aug 2023, 9:04 am
The three firms allegedly violated their duty to seek best execution by investing advisory clients in higher-cost mutual fund shares when lower-cost shares of the same funds were available. [read post]
4 Aug 2023, 10:18 am
Josh Shapiro (D) issued an executive order directing up to $400 million in federal funding to a new infrastructure workforce development program. [read post]
16 Jul 2023, 12:49 pm
In 2018, the new owner of the property executed a subsequent lease for wind rights. [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
10 Jul 2023, 10:00 pm
Employee Benefits & Executive Compensation Key Legal Developments Tracker Stay informed on new developments. [read post]
26 Jun 2023, 10:30 pm
Employee Benefits & Executive Compensation Key Legal Developments Tracker Stay informed on new developments. [read post]
19 Jun 2023, 10:30 pm
Employee Benefits & Executive Compensation Key Legal Developments Tracker Stay informed on new developments. [read post]
