Search for: "Executive Developing Investments, LLC"
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29 Jul 2014, 5:57 pm
LPL Financial was alleged to have deficient supervision in the sale of alternative investment products, including REITs, oil and gas partnerships, business development companies (BDC’s), hedge funds, managed futures, and other illiquid pass through investments. [read post]
16 Jan 2012, 3:00 am
No operating agreement was ever executed and the relationship of the LLC members terminated after two years, but the LLC continued to operate under the management of the original member. [read post]
12 Dec 2017, 9:02 pm
[viii] Christine Giordano, 3 Things to Know About Investing in Self-Storage, (June 20, 2016), Spaceshttps://money.usnews.com/investing/articles/2016-06-20/3-things-to-know-about-investing-in-self-storage-spaces. [read post]
11 Jul 2013, 10:31 am
The charging documents indicate that various developers in the scheme, including but not limited to CONGLETON, operating through Triple R Enterprises, LLC; HERNDON, operating through Herndon & Herndon Enterprises, LLC; HALL, operating through Dwayne T. [read post]
21 Jun 2013, 3:30 am
LLC, an investment management and investment banking firm. [read post]
20 May 2013, 10:01 pm
The two small businesses, FoodQuestTQ, LLC and Projectioneering LLC are charging that FDA took patent-protected computer automated risk management tools they developed and are now making them available on the government’s website for free. [read post]
24 Mar 2009, 3:00 pm
Ellis joined Fireman Capital Partners as a Founding Operating Partner, and her focus at the investment firm will be on music and entertainment. [read post]
27 Jun 2018, 12:27 pm
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. https://www.puertoricobondfundsattorney.com/en/ The post Banks That Sold Puerto Rico Bonds Are Facing Their Own Robert Mueller appeared first on Zamansky LLC. [read post]
21 Mar 2012, 12:47 pm
" The announcement this week focused on the acts of a un-named (and un-charged) senior executive at AXA Rosenberg, an institutional money manager that specialized in quantitative investment strategies, who cooperated with the SEC, leading to charges regarding a material error in a computer code that was used to manage client assets.On February 3, 2011, the SEC announced that it had filed an Administrative Proceeding charging AXA Rosenberg Group LLC, AXA Rosenberg… [read post]
12 Jun 2012, 2:00 am
The following is our monthly featured post from Terry Nelson and Peter Fetzer of Foley & Lardner filling you in on the latest developments in the world of investment management. [read post]
19 Oct 2020, 1:09 pm
In Marina District Development Company LLC v. [read post]
14 Aug 2014, 4:09 pm
Based on our experience representing securities issuers, broker-dealers and investment advisers, as well as EB-5 regional centers, EB-5 financing sponsors and developers, here are our suggestions on how EB-5 regional centers and EB-5 offering sponsors can comply with the U.S. securities laws without registration as securities broker-dealers. [read post]
4 Feb 2013, 12:16 am
The question remains what this development means for litigation activity in 2013. [read post]
28 Jun 2021, 5:34 pm
We have created a new facebook group to address the impact of the new executive order and other changing developments related to COVID-19. [read post]
9 Oct 2020, 7:54 am
Given that the plan would be in the form of an LLC agreement, however, the SROs propose that certain of the plan's provisions concerning solely the company's operation as an LLC will require a majority vote of the members as opposed to a majority vote of the operating committee. [read post]
30 Mar 2020, 11:49 am
Grant and Agile Professionals LLC for being a lead Patreon supporter of our show. [read post]
16 Apr 2021, 3:53 am
” Centerview Partners LLC and Robert W. [read post]
5 Mar 2018, 5:51 pm
Overall, biotech and technology companies increased their research and development in 2017. [read post]
28 Aug 2017, 10:15 am
Zamansky LLC are investment and stock fraud attorneys representing investors in federal and state litigation and arbitration against financial institutions. [read post]
2 Mar 2016, 9:31 am
Trump Entrepreneur Initiative LLC, --- N.Y.S.3d ----, 2016 WL 783216, 2016 N.Y. [read post]
