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23 Mar 2022, 12:45 pm by Bruce Zagaris
A challenge to tax and financial regulators is that a person can transfer and hold crypto-assets without intervention of traditional financial intermediaries and without any central administrator being able to watch either the transactions or the crypto-asset holdings. [read post]
29 Jul 2021, 8:45 pm by Albert Weatherill (UK)
On 28 July 2021, the FCA published Consultation Paper 21/24: Diversity and inclusion on company boards and executive committees (CP21/24). [read post]
11 Nov 2008, 3:35 pm
Ringler Radio host, Larry Cohen welcomes Ron McHugh, Senior Vice President & General Manager of Fixed Products for John Hancock Financial Services, Inc. and Betty Gregware, Sales Executive and Certified Structured Settlement Consultant with John Hancock Structured Settlements, to discuss the importance of financial strength of the insurance industry in these uncertain economic times. [read post]
17 Mar 2008, 9:35 am
From a constitutional standpoint, however, what is interesting is that few people seem to doubt the Fed's authority to take these steps without consulting anyone, including the President and Congress. [read post]
10 Sep 2012, 8:13 am by Editorial Board
On 5 September 2012, the FSA published a guidance consultation on the risks to customers from financial incentives (GC 12/11). [read post]
1 Apr 2015, 12:41 pm by Hunton & Williams LLP
In addition, the Executive Order empowers the Secretary of the Treasury, in consultation with the Attorney General and the Secretary of State, to sanction an individual or entity for attempting to engage in, or aiding and abetting, the activities described in the Executive Order, as well as for engaging in certain activities in connection with the misappropriation of trade secrets through cyber-enabled means. [read post]
4 Dec 2009, 8:00 am by J. Robert Brown
  It would require listed companies to rely on independent directors and independent consultants. [read post]
12 Jun 2009, 6:55 am
The IRS has issued interim final rules, under the Emergency Economic Stabilization Act of 2008, as amended ("EESA"), which provide guidance on the provisions of EESA pertaining to executive compensation and corporate governance, for financial institutions and other entities that receive financial assistance under the Troubled Asset Relief Program ("TARP"). [read post]
21 Sep 2019, 12:14 pm by Gina Bongiovi
  I did better when I built relationships with others who also worked with my end clients – CPAs, commercial insurance brokers, bankers, and financial advisors. [read post]
5 Aug 2019, 7:56 am by Rob Robinson
“The acquisition of Navigant is the next step in our journey to create the next generation global consultancy,” said Scott McIntyre, Chief Executive Officer of Guidehouse. [read post]
2 Jul 2010, 5:00 am by J Robert Brown Jr.
Masato Shirai, a director in the human-resources-consultancy group at PwC, said the lower levels of executive compensation are a historical and cultural legacy of Japanese corporations where salary increases are largely set by fixed formulas, and not by performance or negotiation by individual executives. [read post]
26 Mar 2010, 1:21 pm by James Hamilton
Senate Financial Reform Legislation Provides for Say on Pay and Independent Compensation CommitteesThe Senate Banking Committee has reported out financial reform legislation that would enhance corporate governance and mandate increased transparency of executive compensation. [read post]
31 Mar 2017, 9:18 am by Hannah Meakin and Imogen Garner
The FCA has published its latest MiFID II consultation, Consultation Paper 17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V (CP17/8). [read post]
1 Jul 2021, 10:22 am by Hannah Meakin (UK)
This specified information concerns the investment firm and its services, the financial instruments and proposed investment strategies, execution venues and all costs and related charges. [read post]
20 Feb 2012, 10:14 pm by David Jacobson
The Government has announced further changes to the regulation of executive remuneration including changes in response to CAMAC’s 2011 report on executive remuneration. [read post]
5 Jul 2013, 12:34 pm by Saul Kobrick, Estate Planning Attorney
Another thing to share with your lawyer would be the existence of any previously executed estate planning documents. [read post]