Search for: "Executive Financial Consultants"
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31 Jul 2017, 1:18 pm
Whitney Harmel, a sales executive with NAPC, has been named chair and Elizabeth Paal, a certified financial planner practitioner with Heritage Financial Consultants, vice-chair of United Way of Central Maryland’s Emerging Leaders United membership group. [read post]
15 Jul 2009, 8:00 pm
"You need to asset your financial situation and consider your areas of financial exposure. [read post]
28 Aug 2011, 9:45 pm
The consultation paper proposes changes in three areas. [read post]
7 Mar 2007, 3:12 am
Barbanel, executive vice president and co- global leader of the Financial Advisory and Litigation Consulting Services practice. [read post]
12 Dec 2023, 8:30 am
Consultation is open until 4 March 2024. [read post]
18 Apr 2017, 5:31 pm
It shall be the policy of the executive branch to buy American and hire American. [read post]
16 Nov 2021, 3:23 pm
The Bill follows the draft bill for the Financial Accountability Regime 2021 (Draft Bill) (see our update here), released for public consultation in July. [read post]
12 Feb 2014, 7:42 am
It is as follows: The board of directors or any subcommittee or other committee thereof may convene in executive session to consider personnel matters; consult with legal counsel; discuss and consider contracts, pending or probable litigation and matters involving violations of the declaration or rules and regulations adopted pursuant thereto for which a member, his family members, tenants, guests or other invitees are responsible; or discuss and consider the personal… [read post]
9 Mar 2022, 9:03 am
President Biden signed an executive order on March 9, 2022, outlining the United States government’s strategy and objectives for cryptocurrencies and other digital assets. [read post]
10 Dec 2008, 6:00 pm
It is a bit early to make much of an assessment but the report contains a list of the financial institutions receiving capital infusion and a list of consultants hired to assist with implementation. [read post]
23 Nov 2008, 10:55 pm
We have been writing about the excessive corporate executive compensation for years and it appears that the rest of the financial industry is finally seeing the light. [read post]
2 Nov 2020, 9:06 am
In October 2020, the CBCS started a consultation on a draft of the National Ordinance on the Supervision of Virtual Assets Service Providers. [read post]
29 Jul 2021, 9:12 pm
The Treasury has released for consultation the draft bill for the Financial Accountability Regime (FAR or the Regime). [read post]
18 Jun 2019, 7:23 am
Whistleblower programs are “an important check on a firm’s compliance,” according to a survey of nearly 200 “financial services executives. [read post]
6 May 2015, 11:32 am
Though Avenir Financial Group, a New York-based broker-dealer, has only been a FINRA member for three years, the regulator has alleged substantial fraud claims against the firm, the firm’s Chief Executive Officer and Chief Compliance Officer Michael Clemens and several registered representatives. [read post]
28 Dec 2023, 10:21 pm
Discrepancies in documents: Pay close attention to alterations in estate planning documents, such as a new will or power of attorney, especially if executed without the senior’s clear understanding. [read post]
29 Jul 2010, 4:48 pm
The Act requires disclosure of the relationship between executive compensation actually paid and the company's financial performance, taking into account any change in the value of the company. [read post]
2 Jul 2019, 6:32 pm
In June 2019 ASIC released its estimates for the Industry Funding levy for the 2018-19 financial year. [read post]
9 Feb 2023, 9:03 pm
He was appointed to his current role in 1997 and has since led the Association to a sound financial status. [read post]
13 Dec 2011, 4:16 am
D&O Insurance for Executive Compensation Clawbacks? [read post]
