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7 Nov 2022, 5:15 am
Call [[phone]] to set up your free consultation today. [read post]
25 Sep 2020, 8:55 pm
The consultation paper is set out as follows: After the executive summary and introduction (sections 1 and 2), sections 3 and 4 cover the scope of the transaction reporting and reference data obligations. [read post]
28 Mar 2018, 4:00 am
Therefore the proposed guidance will be of interest to firms who are subject to the financial crime rules in SYSC 6.1.1R and who arrange or execute transactions in financial markets. [read post]
25 Oct 2009, 2:33 am
John Pinto, Structured Financial Associates, San Francisco, another decoupler Ed Schrenzel, Structured Financial Associates, Lake Forest, CA another decoupler Walt Kimes, Structured Financial Associates, Phoenix, AZ, another decoupler Bill Tocchi, President of Structured Financial Associates , another decoupler Kyle Hording, Structured Financial Associates. [read post]
30 Jul 2009, 6:04 am
On July 16 the Walker review of corporate governance of UK banks and other financial institutions (BOFIs) released a consultation paper on the future of corporate governance in the UK financial services sector (the Review). [read post]
13 Jan 2010, 12:06 pm
SEC and Congress Put Spotlight on Executive Compensation Consultants Many companies engage compensation consultants to make recommendations on appropriate executive compensation levels, to design and implement incentive plans, and to provide information on industry and peer group pay practices. [read post]
14 Jan 2022, 7:17 am
The consultation runs until 15 April 2022. [read post]
22 Apr 2018, 7:55 pm
It was predicted that the possible expansion of BEAR to cover other financial services providers would then be considered following further stakeholder consultation. [read post]
9 Mar 2011, 9:29 am
Adult children who would like to use a GRAT to pass wealth up to their parents or grandparents should consult with a financial or estate planning advisor sooner rather than later. [read post]
9 Mar 2011, 9:44 am
Adult children who would like to use a GRAT to pass wealth up to their parents or grandparents should consult with a financial or estate planning advisor sooner rather than later. [read post]
26 Jul 2010, 1:48 pm
The SEC is directed to issue rules requiring companies to disclose in their proxy statement the relationship between paid executive compensation and the company's financial performance. [read post]
17 Mar 2010, 6:34 am
The 1,336-page Restoring American Financial Stability Act of 2010 (“2010 Dodd Bill”), introduced yesterday by Senate Banking Committee Chairman Christopher Dodd, contains meaningful governance and executive compensation mandates that extend beyond financial institutions. [read post]
12 Jul 2018, 6:01 am
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
7 Feb 2012, 7:36 am
Persons who currently use general or specific licenses from OFAC for transactions involving the Government of Iran or Iranian financial institutions should consult the OFAC website for new general licenses and other information on whether those transactions remain authorized under the new E.O. [read post]
11 May 2022, 7:41 am
Currently, where a payment is executed in accordance with the unique identifier (e.g. account number and sort code) provided by the customer, Regulation 90(1) states that a payment service provider has correctly executed the payment. [read post]
6 May 2019, 6:55 am
Prior to her work in consulting, Ms. [read post]
15 Apr 2010, 8:25 pm
A discussion paper will be released in coming months on the proposal to clawback bonuses paid to directors and executives in the event of a material misstatement of a company’s financial statements. [read post]
27 Sep 2013, 4:06 pm
That is particularly so when the board or committee setting executive compensation retains and relies on the advice of an independent compensation consultant. [read post]
29 Dec 2023, 12:11 pm
Estate planning strategies: Encourage seniors to engage in regular estate planning, consulting legal and financial professionals to establish a durable power of attorney and keep estate documents updated. 2. [read post]
27 Jun 2011, 8:00 am
The UK will launch a consultation on executive compensation and conduct a review of the UK equity investment regime, said Secretary of State for Business Vince Cable. [read post]
