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6 Oct 2021, 3:13 pm by Bryan Uelk
It is imperative that the company consult restructuring advisors, including lawyers, bankers, and financial advisors, as soon as possible financial distress appears on the horizon. [read post]
10 Mar 2016, 2:26 pm by Mark Astarita
The Securities and Exchange Commission has settled charges against Texas-based oil company Magnum Hunter Resources Corporation and several individuals, including a company consultant, for deficient evaluation of the company’s internal controls over financial reporting, and failures to maintain internal control over financial reporting between Dec. 31, 2011 and Sept. 30, 2013. [read post]
4 Oct 2018, 2:24 pm by Staff Attorney
In June 2018 a customer filed a complaint alleging that investments presented and executed by the broker were not suitable. [read post]
28 Mar 2022, 10:21 am by The White Law Group
If you are concerned about investment losses, please contact The White Law Group at (888) 637-5510 for a free consultation with a securities attorney. [read post]
2 Jun 2022, 8:11 am by Dan Bressler
The engines for many of these missiles were manufactured by a massive state-owned enterprise called Rostec, and executives for that company hired the global consulting giant McKinsey & Co. in recent years for advice. [read post]
13 Jan 2010, 4:19 pm
The guidance is applicable to both executive employees and lower-level employees; it is more targeted towards any employee whose work responsibilities expose the employer bank organization – and again, the larger financial banking system as a whole – to risk. [read post]
21 Aug 2012, 11:10 am by Employment Lawyers
  Most people who work as personnel recruiters are required by their employers to execute non-compete agreements as a condition of employment. [read post]
In particular, we ask the question whether female top managers are paid less than their male counterparts, whether the gender wage gap is higher in male dominated industries (such as financial services etc.), and what effects female non-executive directors and remuneration consultants exert on pay. [read post]
15 Sep 2022, 9:37 am by Amy Howe
Jackson also wrote that “some” of her financial disclosures in prior years omitted income that her husband, a physician, received from consulting on medical malpractice cases. [read post]
3 Nov 2015, 12:43 pm by Lax & Neville LLP
  In fact, the Onboarding Agreement advises the financial advisor to consult with an attorney before executing the Onboarding Agreement. [read post]
19 Aug 2013, 6:20 am by Legal Beagle
He said: "There has been tremendous change within the property market since the financial downturn and as a result many lenders have introduced new requirements on solicitors representing the borrower, which has led to a significant move away from the 'execution only' approach of the past. [read post]
16 Feb 2023, 12:56 pm by The White Law Group
  Your financial advisor or broker also has a duty to follow your instructions and to execute orders promptly at the best available price. [read post]
21 Jun 2010, 6:22 pm by David Zaring
  AGREED TO - EXECUTIVE COMPENSATION AND CORPORATE GOVERNANCE ·         Independent Compensation Committees: Standards for listing on an exchange will require that compensation committees include only independent directors and have authority to hire compensation consultants in order to strengthen their independence from the executives they are rewarding or punishing. [read post]
31 May 2019, 8:07 am by Tim Springer
Lincoln Financial moved from Indiana to Philadelphia in 1999 and later moved its executive division and 400 employees to Radnor Township, Pennsylvania. [read post]
5 Dec 2022, 3:43 am
'Amid Stonewalling, Whistleblower Tips to SEC Dry Up' by On The Merits (Bloomberg Podcast)Time To Overhaul SEC Whistleblower Program (BrokeAndBroker.com Blog)DOJ RELEASESIndictment Unsealed Charging Two Individuals in Alleged Financial Fraud Scheme (DOJ Release)Chief Technology Officer Of Blockchain Company Charged With Scheme To Defraud The Company Of Over $1 Million And Cryptocurrency (DOJ Release)California Executive Compensation Consultant Sentenced To Prison… [read post]
1 Aug 2009, 3:13 pm
Bio for this week's Superwoman JD: Michelle Campbell leads the strategic communications practice at AlixPartners, LLP, a global firm of senior business and consulting professionals that specializes in improving corporate financial and operational performance, executing corporate turnarounds and providing litigation consulting and forensic accounting services when it really matters - in urgent, high-impact situations. [read post]
27 Jan 2020, 2:00 am by HR Daily Advisor Editorial Staff
In fact, the survey showed that 90% of executives in health care, consulting, and financial services believe that AI will be transformative at their organizations in the next 5 years. [read post]