Search for: "Executive Security Services, Inc."
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29 Jun 2021, 6:20 am
The Securities and Exchange Commission today announced that Neovest Inc., a provider of an order and execution management system (OEMS) that facilitates electronic trading, has agreed to pay a $2.75 million penalty for its failure to register as a broker…Read the Full Press ReleaseHave a securities law question? [read post]
21 Jul 2021, 5:40 am
The Securities and Exchange Commission today announced that Fort Worth, Texas, specialty retailer Tandy Leather Factory Inc. and its former chief executive officer Shannon Greene have agreed to settle charges for accounting, reporting, and control…Read the Full Press ReleaseHave a securities law question? [read post]
27 Jul 2015, 8:05 am
Michael Hayden, Principal, The Chertoff Group; Former Director, Central Intelligence Agency; Former Director, National Security Agency Matt Olsen, President and Co-Founder, IronNet Cybersecurity; Former Director, National Counterterrorism Center John Pistole, President, Anderson University; Former Administrator, Transportation Security Administration; Former Deputy Director, Federal Bureau of Investigation Fran Townsend, Executive Vice President, Worldwide Government,… [read post]
14 May 2015, 6:01 am
The SEC has filed charges against ITT Educational Services Inc., its chief executive officer, and its chief financial officer. [read post]
6 Oct 2014, 8:56 am
”Google said its contractor providing security guards, Security Industry Specialists, Inc., will continue to work with the search giant... [read post]
17 Feb 2011, 5:40 pm
Securities and commodities industry representatives told the House Financial Services Committee that CFTC and SEC rulemaking implementing the derivatives provisions (Title VII) of Dodd-Frank go beyond what the legislation requires and are not harmonized with international derivatives regulatory efforts. [read post]
28 Aug 2020, 8:54 am
President & Executive Vice President Of Republic Group, Inc. [read post]
12 Jul 2010, 6:18 am
-based valve company Control Components Inc. [read post]
10 Jan 2012, 2:34 pm
The SEC charged three former executives of WellCare Health Plans, Inc. [read post]
10 Mar 2008, 6:52 pm
The business has only a few employees and is sandwiched between a sex shop and a clinic for drug addicts.According to Securities and Exchange Commission filings, Liu also is sole shareholder of an offshore investment company that got 10.1 percent of China Fire & Security Group Inc. [read post]
17 Apr 2019, 2:35 pm
Ernt was registered with Foresters Equity Services, Inc. in San Diego, CA from January 4, 2011 to March 12, 2018, FINRA reports. [read post]
11 Jul 2012, 4:58 pm
American Commercial Security Services, Inc. [read post]
17 Jan 2019, 12:53 pm
Clients rely on EXTEND’s business and legal process solutions – including contract management, information security, eDiscovery, executive management, and other outsourced services — to help them increase productivity, enhance efficiency, and generate valuable results. [read post]
20 May 2009, 9:17 am
--(BUSINESS WIRE)--US Investigations Services, Inc. [read post]
26 Apr 2011, 4:20 pm
On April 21, 2011, Apple REIT Eight, Inc. filed a Form 8-K with the SEC disclosing that the company has placed some of the loans secured by five of its properties with a special servicer to renegotiate the terms of such loans. [read post]
18 Dec 2020, 5:58 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, December 18, 2020 Editor's Note: Elisa Mendoza is Vice President and Jeff Lubitz is Executive Director at ISS Securities Class Action Services LLC. [read post]
19 Oct 2011, 6:28 pm
Once again, former Lehman Brothers Holdings Inc. executives want an insurance fund to cover their expenses stemming from securities-related misconduct they are accused of committing. [read post]
10 Feb 2011, 11:56 am
In July 2009, CAlPERS sued Standard & Poor’s, Moody’s Investors Services Inc., and Fitch Inc. [read post]
18 May 2018, 12:50 pm
According to the SEC, Constellation Healthcare Technologies Inc. [read post]
14 Nov 2023, 3:18 pm
Mark Zuckerberg getting beat up is probably bad for Meta Platforms Inc. [read post]
