Search for: "Executive Security Services, Inc."
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27 Jan 2012, 6:55 am
Capital Financial Services, Inc. [read post]
30 Aug 2010, 5:04 am
Over one thousand of the world's leading intellectual property (IP), licensing and business development professionals will gather for the Licensing Executives Society (USA & Canada), Inc., Annual Meeting at the Chicago Sheraton Hotel & Towers September 26-29. [read post]
17 Jun 2019, 1:29 pm
It has also been ranked among the Inc. 5000 Fastest Growing Private Companies, including No. 53 in 2016. [read post]
17 Mar 2012, 1:17 pm
Executive Director, Legal Aid Society of Northeastern New York, Inc. [read post]
14 Feb 2019, 1:46 am
Former Rochester CEO Indicted On Multiple Charges For Defrauding His Own Company (DOJ Release)https://www.justice.gov/usao-wdny/pr/former-rochester-ceo-indicted-multiple-charges-defrauding-his-own-companyIn a 15-count Indictment filed in the United States District Court for the Western District of New York, eHealth Global Technologies, Inc. former Chief Executive Officer Michael Margiotta was charged with wire fraud, money laundering, and filing a false tax return. [read post]
6 Feb 2020, 5:30 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, February 6, 2020 Editor's Note: Subodh Mishra is Executive Director at Institutional Shareholder Services, Inc. [read post]
28 Jun 2017, 7:11 am
By Lene Powell, J.D.In a hearing of the capital markets subcommittee of the House Financial Services Committee, lawmakers heard from securities exchanges, market makers, and brokerages in a broad exploration of equity market structure issues including data feeds and broker rebates, among other topics.SIP vs. proprietary feeds. [read post]
20 Apr 2021, 4:27 am
Instead, businesses need a new approach that can be deployed from anywhere, protect data across the enterprise, and deliver it securely as a service. [read post]
24 Jul 2017, 10:11 am
Potarazu served as the company’s chief executive officer and also served on its board of directors. [read post]
13 Oct 2017, 6:44 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, October 13, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of October 6–12, 2017 2017 Proxy Season Review: Compensation Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, October 6, 2017 Tags: Bonuses, Equity-based compensation, Executive Compensation, Golden… [read post]
4 Apr 2021, 6:59 am
In the latest example of a post de-SPAC transaction electric vehicle company getting hit with a securities class action lawsuit, a plaintiff shareholder has filed a securities suit against Canoo, Inc. as well as against the former directors and officers of the SPAC into which Canoo merged in December 2020. [read post]
19 Dec 2014, 2:44 pm
The Financial Industry Regulatory Authority (FINRA) filed a complaint against brokerage firm SWS Financial Services, Inc. [read post]
6 Jan 2010, 12:47 pm
On Monday, the victims of Robert Bentley’s $1 billion Ponzi scam suffered a setback when a federal appeals court overturned a $32.7 million jury verdict against Peninsula Bank of Delray Beach, its ex-executive vice president, Joseph Marzouca, Southeastern Securities, Inc., and its president Theodore Benghiat. [read post]
7 May 2010, 12:29 pm
Scientific-Atlanta, Inc., 552 U.S. 148 (2008), to limit securities fraud claims against secondary actors. [read post]
8 Dec 2020, 12:44 pm
An executive of the private issuers and Mr. [read post]
9 May 2023, 9:51 am
(In making this statement, I am referring to the ISS Securities Class Action Services List of Top 100 Settlements, discussed here). [read post]
3 Feb 2015, 5:17 pm
News release: “Attorney General Eric Holder announced today that the Department of Justice and 19 states and the District of Columbia have entered into a $1.375 billion settlement agreement with the rating agency Standard & Poor’s Financial Services LLC, along with its parent corporation McGraw Hill Financial Inc., to resolve allegations that S&P had engaged in a scheme to defraud investors in structured financial products known as Residential Mortgage-Backed… [read post]
29 Aug 2013, 11:43 pm
Cascom Inc. [read post]
2 May 2012, 6:29 am
FINRA announced that it has fined Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
23 Dec 2021, 1:02 pm
Chegg, Inc. [read post]
