Search for: "FIDELITY FUNDING COMPANY"
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14 Mar 2016, 2:56 am
Herdering sent certain funds to assist Gibson. [read post]
8 Dec 2015, 10:55 am
If you’re in one managed by Vanguard, BlackRock, Fidelity or just about any other mutual fund group, you’re most likely the owner of shares in the three primary publicly traded gun makers: Smith & Wesson; Sturm, Ruger & Company; and the Olin Corporation. [read post]
2 Jan 2024, 12:23 pm
Fidelity's Blue Chip Growth Fund has a relatively small stake in X. [read post]
28 Mar 2022, 4:02 am
Interesting side note: Fidelity now offers a zero-fee index fund. [read post]
3 Jul 2007, 7:01 am
The letter was sent to Fidelity Investments, the Oppenheimer Funds, and Massachusetts Financial Services Company. [read post]
31 Aug 2011, 8:04 am
Here is a very nicely written opinion out of the Third Circuit in Renfro v Unisys rejecting a breach of fiduciary duty claim alleging excessive fees in the mutual fund options in a company’s 401(k) plan. [read post]
17 Jan 2022, 4:07 am
The former tracks the stock prices of 30 of the largest US companies, while the S&P tracks the 500 largest publicly traded U.S. companies weighted by market capitalization. [read post]
18 Nov 2015, 5:58 am
In this paper, I use an exogenous shock to the relationships between investors and mutual fund advisory companies (e.g. [read post]
21 Aug 2010, 9:29 am
Third Party Marketing Hedge Fund Databases Survey of Hedge Fund Databases Capital Introduction Building a Strong Brand Identity Other OPERATIONAL ISSUES Establishing Bank Accounts Employment Issues for Fund Managers Credit Facility Short Sales Styles/ Investment Programs Soft Dollars New Issues Leverage Due Diligence Questionnaires Silent Ownership Issues (for IA/CTA/CPO) Section 13F Filings Schedule 13D Liquidation AML How to Name Your Hedge Fund… [read post]
27 Nov 2018, 9:27 am
” To that end, AB 2912 (a) significantly increases the financial review requirements of HOA boards of directors, (b) limits the ability for automatic transfer of HOA funds without board approval, and (c) imposes a requirement for the HOA to purchase and maintain a fidelity bond. [read post]
20 Apr 2016, 5:34 pm
In January 2014, Sorrento’s “CEO and president announced that the company was going out of business, but the executives asked all of their employees worldwide to leave company property where it was. [read post]
12 Aug 2008, 11:16 pm
However, the question may be why were such flaws in the rating systems not properly disclosed to investors either by the funds or the companies which rank the funds. [read post]
28 Nov 2011, 7:19 am
Most registered funds can be bought and sold directly from the fund and through intermediaries such as brokers or fund supermarkets (i.e., Schwab and Fidelity). [read post]
17 Feb 2022, 4:16 pm
Index funds make sense for most retail investors who lack the time and information to actively trade stocks. [read post]
19 May 2021, 4:28 pm
The Council on Ethics' recommendation that Honeys Holdings Co Ltd be excluded from investment by the Government Pension Fund Global due to an unacceptable risk that the company is responsible for systematic human rights abuses. [read post]
13 Feb 2019, 10:45 am
” “Fidelity followed within the hour. [read post]
1 Jun 2020, 2:04 am
FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert Silverman, Respondent (FINRA AWC)SEC Awards Record Payout of Nearly $50 Million to Whistleblower / Whistleblower Program Reaches $500 Million in Total Awards (SEC Release)Investment Advisor Sues… [read post]
1 Jun 2020, 2:04 am
Everest Reinsurance Company, Defendant (EDMich Opini... [read post]
19 May 2017, 9:49 am
If a hedge fund invests in or buys a cryptocurrency, and that cryptocurrency is deemed to be a security, then the fund’s management company (general partner) will be, by definition, an investment adviser under federal law and most likely the laws of the state where the management company operates (where the sponsor/owner of the management company is physically located). [read post]
13 Jun 2015, 10:11 am
Avon’s insurance company, BancInsure, agreed to provide coverage under a D & O policy. [read post]
