Search for: "FINANCIAL ASSET SECURITIES CORP."
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28 Jun 2018, 11:49 am
L.P., Cherokee Investment Partners LLC, Ecosystem Investment Partners LLC, Elm Partners Management LLC, HEP Management Corp., Prescott General Partners LLC, RLJ Equity Partners LLC, Rose Park Advisors LLC, and Veteri Place Corp. [read post]
27 Nov 2013, 7:58 am
JP Morgan Chase & Co., Bank of America Corp., Citigroup Inc., and Well Fargo & Co. each hold more than half of the total banking assets in the country. [read post]
24 Jan 2012, 4:10 pm
Per the Texas Securities Commissioner’s Consent Order, which it submitted last month, Mellon Financial Markets is accused of helping Citizens manipulate its ARS interest rate. [read post]
17 Sep 2008, 5:08 am
According to the plaintiffs’ counsel’s September 16, 2008 press release (here), plaintiffs have filed a securities class action lawsuit against BankUnited Financial Corp. and certain of its directors and officers. [read post]
17 Jul 2018, 9:33 am
’s confidential plans to acquire The Valspar Corp., which he learned of through his work. [read post]
5 Jul 2013, 8:30 am
Those units – Market Abuse, Structured and New Products, Asset Management, Municipal Securities, and Foreign Corrupt Practices Act – have been something of a mixed bag, dividing personnel between offices and creating strange reporting lines. [read post]
15 Nov 2023, 6:26 am
” In fiscal year 2023, the SEC obtained orders for $4.949 billion in financial remedies. [read post]
29 Jun 2010, 1:47 pm
LLC $11,600,000 - Jesup andamp; Lamont Securities Corp. $100,000 $13,500 Kaiser andamp; Co. $100,000 $160,650 Lighthouse Capital Corp. $250,000 $33,750 Main Street Securities LLC $205,000 $45,450 Matheson Securities LLC $100,000 $37,800 Milkie Ferguson Investments Inc. $4,145,000 $480,350 Morrow Wealth Management $30,000 - National Securities Corp. $3,665,000 $437,250 Newbridge Securities Corp. $25,000… [read post]
15 Jul 2013, 6:03 am
Hatteras Financial Corp Invesco Mortgage Capital Inc. [read post]
26 Mar 2018, 10:18 am
Edwards, Anchor National Financial Services, SunAmerica Securities, Merrill Lynch, LM Financial Partners, Raymond James, USAllianz Securities, Questar Capital Corp in Bismarck, North Dakota from December 2006 until August 2010, Woodbury Financial Services in Bismarck from August 2010 until December 2012 and Questar Capital Corp in Bismarck from December 2012 until December 2015. [read post]
1 Dec 2011, 10:43 am
That round of sanctions resulted in $700,000 in restitution, to be paid by Workman Securities Corp. of Minnesota, plus a total of $105,000 in fines. [read post]
5 Jun 2012, 5:41 pm
The normal scenario starts with XYZ Corp wanting a loan from Bank. [read post]
25 Apr 2022, 1:39 pm
The IronNet Complaint LGL Systems Acquisition Corp (LGL) was a special purpose acquisition company (SPAC). [read post]
9 Sep 2013, 1:06 pm
David Mura was recently barred by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) over allegations concerning the sale of unregistered securities away from his associated brokerage firm. [read post]
22 Jul 2022, 3:39 am
According to reports on May 22, 2020, the REIT delayed calculating its net asset value per share, again noting financial impacts from the COVID-19 pandemic. [read post]
7 Jan 2012, 12:35 pm
Brookstreet Securities Corp. [read post]
31 Aug 2012, 3:47 pm
As of May, says the Commission, the company had assets under $500K and owed investors over $6.2M. [read post]
26 Oct 2011, 11:44 pm
The portfolio, which was 92% residential mortgage-backed securities and was backed by $1.2 billion in assets, was exposed to $100 million from New Century Mortgage Corp. and over $130 million in loans from Option One Mortgage Corp. [read post]
4 Jan 2011, 7:32 am
$2,015,000 $204,150 Provident Asset Management $50,000 - QA3 Financial Corp [read post]
24 Aug 2022, 9:01 pm
On December 16, 2021, the Office of the Comptroller of the Currency (“OCC”) announced draft principles “designed to support the identification and management of climate-related financial risks with more than $100 billion in total consolidated assets,”[19] and the OCC requested feedback from market participants on all aspects of the draft principles to inform future guidance on climate-related financial risk. [read post]
