Search for: "FIRST GROUP AMERICA, INC., a Florida corporation"
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7 Apr 2024, 9:05 pm
Even though business laws, including corporate and securities laws, have been heavily influenced in the last several decades by what can fairly be called an ideology of profit maximization, much of the law has in practice withstood efforts to reduce business law’s prescriptions to this single objective.[2] In the American Law Institute’s Principles of Corporate Governance, for example, the objective of business corporations to act “with a view to… [read post]
4 Jan 2024, 4:28 am
Working closely with HaystackID’s forensics group, Jason also develops and delivers training content and technical support for law firms, corporate legal departments, and IT professionals. [read post]
27 Dec 2023, 8:45 am
Arive Capital Markets Dan Droeg United Planners’ Financial Services of America Sagepoint Financial, Inc. [read post]
15 Nov 2023, 6:26 am
Citadel paid a $7 million civil penalty to resolve the charges and consented to a set of undertakings, including a written certification that the coding error had been remediated and a review of the firm’s computer programming and coding logic involved in processing relevant transactions; and The SEC charged Merrill Lynch and its parent company, BAC North America Holding Co., with failing to file hundreds of Suspicious Activity Reports from 2009 to late 2019. [read post]
14 Nov 2023, 9:01 pm
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A., a mining company and one of the largest iron ore producers in the world, to pay $55.9 million combined in a civil penalty,… [read post]
30 Oct 2023, 8:51 am
Here is my annual list of Halloween torts and crimes. [read post]
22 Aug 2023, 9:00 pm
Reed Smith LLP is the first law firm to sponsor the program. [read post]
10 Aug 2023, 1:56 pm
(CRD#:10641) of New Bedford, MA, LPL Financial Corporation (CRD#:6413) of East Falmouth, MA, and Securities America, Inc. [read post]
19 Jul 2023, 9:06 pm
Black Pearl AwardIAFP selected Compass Group North America as the 2023 recipient of the prestigious Black Pearl Award. [read post]
13 Jul 2023, 8:18 am
(CRD#:10641) of New Bedford, MA, LPL Financial Corporation (CRD#:6413) of East Falmouth, MA, and Securities America, Inc. [read post]
29 Jun 2023, 6:05 am
Working alongside the America First Committee, the far-right movement in the United States at that time included radio propagandists, prominent religious leaders, and even Hollywood studios. [read post]
25 Feb 2023, 6:50 pm
Irving’s father, Abraham, was self-employed as a hat manufacturer, doing business later as United Headwear Corporation.[9] The family had two children, Irving, and his older sister, Gladys. 1930. [read post]
23 Feb 2023, 9:01 pm
First, the Market Integrity and Major Frauds (MIMF) Unit, one of my old homes in the section. [read post]
7 Feb 2023, 6:19 pm
Physician Partners of America LLC (PPOA), its founder, its former chief medical officer, and certain of its affiliated entities paid $24.5 million to resolve allegations that they billed federal health care programs for unnecessary urine [read post]
2 Feb 2023, 12:22 pm
In connection with these losses, Easterday also defrauded derivatives exchange the CME Group Inc., by submitting false paperwork, thereby exempting Easterday Ranches from certain position limits in live cattle futures contracts. [read post]
28 Jan 2023, 7:32 am
On the other hand, for the World Bank Groups Internaitonal Finance Corporation, "ESG Standards comprise the Performance Standards, which define clients' responsibilities for managing their environmental and social risks, and the Corporate Governance Methodology, which sets out an approach to evaluate and improve the corporate governance of clients. [read post]
13 Jan 2023, 3:00 am
Now those allies are a hot commodity among corporate clients eager to make inroads with McCarthy, who is in lockstep with corporate America on economic policy but has chastised major companies for wading into social and political issues. [read post]
3 Jan 2023, 1:47 pm
The directors’ and officers’ liability environment is always changing, but 2022 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
30 Oct 2022, 10:01 am
Here is my annual list of Halloween torts and crimes. [read post]
16 Sep 2022, 4:00 am
The communications director for Florida Gov. [read post]
