Search for: "FIRST SENIOR FINANCIAL GROUP, LLC"
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25 Mar 2020, 11:33 am
The post iPath® Bloomberg Energy Subindex Total Return ETN (JJETF) appeared first on The White Law Group. [read post]
11 Jul 2007, 12:33 pm
Thus, the Fortress Investment Group LLC and The Blackstone Group L.P. are not subject to the substantive provisions of the 1940 Act.The Investment Company Act has two main tests for determining whether an issuer is an investment company. [read post]
30 Dec 2021, 7:10 am
Alan Kaplinsky, Ballard Spahr Senior Counsel, hosts the conversation joined by Chris Willis, Co-Chair of the firm’s Consumer Financial Services Group, James Kim, a partner in the Group and co-leader of the firm’s Fintech and Payments Team, and Richard Andreano, co-leader of the firm’s Mortgage Banking Group. [read post]
7 Jul 2020, 12:29 pm
The post Kensington Realty Income Fund LP Investigation appeared first on The White Law Group. [read post]
11 Oct 2018, 5:03 pm
Schmidt previously worked for several other financial firms, including First Union Securities, PaineWebber Incorporated, and Prudential-Bache Securities. [read post]
1 May 2010, 7:15 am
Mr Gover is a senior partner in White & Case LLP’s global business and financial restructuring practice. [read post]
7 Aug 2023, 12:43 pm
The post FINRA Rule 3240 appeared first on The White Law Group. [read post]
25 Feb 2009, 7:59 am
Dowling, Jr., Managing Partner, Dowling & Partners Securities, LLC Stephen R. [read post]
26 Mar 2020, 8:28 am
The post iPath US Treasury Long Bond Bear ETN (DLBS) Investment Losses appeared first on The White Law Group. [read post]
30 Jan 2020, 10:49 am
(now part of GEO Group), correctional healthcare provider Wexford Health Sources, Inc., commissary management company Keefe Commissary Network, LLC, and construction company N. [read post]
15 Nov 2023, 6:26 am
” In fiscal year 2023, the SEC obtained orders for $4.949 billion in financial remedies. [read post]
8 Sep 2022, 12:47 pm
The post CFP Board Reportedly Sanctions Advisor Mark Trewitt for Unsuitable Investments appeared first on The White Law Group. [read post]
30 Mar 2020, 6:36 am
The post UBS ETRACS Monthly Pay 2xLeveraged US High Dividend Low Volatility ETN Series B (HDLB) appeared first on The White Law Group. [read post]
26 Jun 2020, 11:41 am
The post Hi-Crush (NYSE:HCR) Investment Losses appeared first on The White Law Group. [read post]
5 Sep 2023, 9:37 am
Department of Justice (DOJ) announced that Watermark Retirement Communities LLC, an Arizona-based senior living community operator, agreed to pay $4.25 million to resolve allegations that it violated the False Claims Act (FCA). [read post]
21 Feb 2020, 1:50 pm
The private equity firm seeking to acquire .ORG is using the classic leveraged buyout strategy of saddling the new company with a massive debt load,” said Patrick Woodall, senior researcher at Americans for Financial Reform. [read post]
5 Apr 2023, 7:14 pm
The White Law Group is investigating claims involving Berthel, Fisher and Company Financial Services. [read post]
28 Sep 2022, 12:37 pm
LLC and Morgan Stanley Smith Barney LLC; UBS Securities LLC and UBS Financial Services Inc. [read post]
23 Aug 2010, 5:53 am
Levin and Associates had an interesting article in The Senior Care Investor discussing the bankruptcy and sale of IHS to THI and eventually Fundamental long Term Care Holdings LLc, owned and operated by Murray Forman and Leonard Grunstein. [read post]
26 Jun 2015, 7:19 am
Adam Lacerda, 31, Egg Harbor Township, New Jersey, was sentenced to 324 months in prison for his role in a $3 million conspiracy to scam customers by offering phony consulting services to owners of timeshares through the New Jersey-based Vacation Ownership Group LLC. [read post]
