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8 Dec 2020, 9:11 am by John Jascob
FMR LLC (2014)), limited its reach (rejecting a broad reading of its anti-shredding provision in Yates v. [read post]
17 Oct 2018, 12:14 pm by ccollins
FMR LLC et al, Fidelity breached its fiduciary obligation to plan participants by including too many proprietary mutual funds in its $15B 401(K) plan. [read post]
31 Dec 2017, 1:46 pm by Kelly Phillips Erb
Treasury (34) @lypierceCPA – Lykethia Pierce, CPA – CEO of Pierce, CPA & Associates LLC| Check out what I have a flair (e.g., accounting, biz, people, life…) for | Phone no. (205) 370-4508/@AuthenticCPA (35) @LTWLAW – Louis T. [read post]
21 Dec 2017, 6:00 am by Doug Cornelius
IA-4182 (August 26, 2015)(notice) and IA-4203 (September 22, 2015) (order); Fidelity Management & Research Company and FMR Co., Inc., Investment Advisers Release Nos. [read post]
9 May 2016, 5:00 am by Doug Cornelius
IA-4182 (August 26, 2015) (notice) and IA-4203 (September 22, 2015) (order) Fidelity Management & Research Company and FMR Co., Inc., Investment Advisers Release Nos. [read post]
22 Apr 2015, 2:13 pm by Seyfarth Shaw
FMR LLC, 134 S.Ct. 1158 (2014), which expanded Sarbanes-Oxley’s whistleblower protections to employees of private companies who contract with public companies. [read post]
5 Sep 2014, 5:00 am by mdhagan
By Margaret Hagan, Alex Gavis and Kursat Ozenc (c) Fred Leichter, 2014. 1. [read post]
5 Sep 2014, 5:00 am by mdhagan
By Margaret Hagan, Alex Gavis and Kursat Ozenc (c) Fred Leichter, 2014. 1. [read post]