Search for: "FMR LLC" Results 21 - 40 of 110
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7 May 2014, 9:30 pm by Maho Sato
FMR LLC, two former employees of a privately held investment adviser, which was a contractor of publicly registered mutual funds, sought legal protections for whistleblowers. [read post]
19 Mar 2014, 1:45 pm by Jason L. Odom
FMR, LLC that the whistleblower protections in the Sarbanes-Oxley Act (“SOX”) apply to employees of contractors and subcontractors of a publicly traded company as well as to employees of the public company itself. [read post]
17 Mar 2014, 8:05 am by Jonathan I. Nirenberg
FMR LLC, involves the Fidelity family of mutual funds, which has no employees of its own. [read post]
12 Mar 2014, 2:33 pm by Jeanine Conley
FMR LLC broadening the scope of individuals afforded protection under the anti-retaliatory provisions in the Sarbanes Oxley Act. [read post]
11 Mar 2014, 9:31 am by W. Kelly Johnson
FMR LLC extending whistleblower SOX whistleblower protection to employees of contractors and subcontractors of public companies greatly expands the scope of SOX’s reach. [read post]
10 Mar 2014, 8:13 am by Jennifer Farer
FMR LLC, involving the application of Sarbanes-Oxley’s anti-retaliation provision to employees of the private contractors of public companies, and the SEC’s submission of an amicus brief in Liu Meng-Lin v. [read post]