Search for: "FRANK HAMILTON, JR." Results 21 - 40 of 86
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25 Jan 2011, 5:00 am by Doug Cornelius
by Mark Schoeff Jr in Investment News SEC offers 3 options for RIA oversight by Mark Schoeff Jr in Investment News fi360 Comments on the SEC’s SRO report Dodd-Frank Mandated SEC Study Offers Congress Choice of Users Fees or SROs to Enhance Investment Adviser Oversight in Jim Hamilton’s World of Securities Regulation [read post]
28 Apr 2017, 6:02 am
Heineman, Jr., Harvard Law School and Harvard Kennedy School of Government, on Wednesday, April 26, 2017 Tags: Accountability, Bank boards, Banks, Boards of Directors, Compliance & ethics, Consumer protection, Corporate culture, Financial institutions, Management, Misconduct, Oversight, Risk oversight, Wells Fargo What Do the SEC’s Recent Bitcoin Disapproval Orders Really Mean for Investors? [read post]
11 Mar 2011, 5:00 am by Doug Cornelius
SEC `Capacity Gap’ Risks Oversight Lapses as Regulator’s Targets Multiply by Robert Schmidt and Jesse Hamilton in Bloomberg The U.S. [read post]
His son, Frank Schaeffer, who was brought into his father’s anti-abortion movement at a young age—and now regrets his involvement—provides an excellent summary of the evolution of evangelical beliefs about abortion. [read post]
29 Jan 2021, 6:01 am
Robert Brown, Jr., Public Company Accounting Oversight Board, on Tuesday, January 26, 2021 Tags: Accounting, Accounting standards, Audits, PCAOB, Securities enforcement, Securities regulation The ESG/TSR Activist “Pincer Attack” Posted by Andrew R. [read post]
26 Oct 2018, 6:01 am
Katzman and Daniel Yao, Shearman & Sterling LLP, on Friday, October 19, 2018 Tags: Advanced notice, Boards of Directors, Charter & bylaws, Institutional Investors, Proxy access, Proxy voting, Shareholder nominations, Shareholder proposals, Shareholder rights, Shareholder voting, Surveys Reforming Director’s Long-Term Duties in the EU Posted by Claire Jeffwitz and Filip Gregor, Frank Bold, on Saturday, October… [read post]
9 Oct 2020, 6:05 am
Robert Brown, Jr., Public Company Accounting Oversight Board, on Tuesday, October 6, 2020 Tags: Audits, Compliance and disclosure interpretation, Disclosure, External auditors, PCAOB, Stakeholders On the SEC’s 2010 Enforcement Cooperation Program Posted by Andrew J. [read post]
12 Mar 2008, 6:36 pm
We handle all NJ Municipal Court cases including DUI in the following NJ Municipal Courts: Hopewell Township, Ewing Township, Trenton, Lawrence Township, Hamilton, Pennington, and other Mercer County, Burlington County, and Camden County, NJ courts. [read post]
29 Mar 2018, 9:30 pm by Sarah Madigan
Holder, Jr., reportedly said that, as Chairman of the National Democratic Redistricting Committee, he would sue the Trump Administration over its decision too. [read post]