Search for: "Federated Investment Management"
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13 Jan 2014, 3:24 pm
Agencies Are Managing Investment Risk, but Related Ratings Need to Be More Accurate and Available, GAO-14-64, Dec 12, 2013 “As of August 2013, the Chief Information Officers (CIO) at the eight selected agencies rated 198 of their 244 major information technology (IT) investments listed on the Federal IT Dashboard (Dashboard) as low risk or moderately low risk, 41 as medium risk, and 5 as high risk or moderately high risk. [read post]
23 Jun 2022, 3:25 pm
The post SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers appeared first on Investment Fund Law Blog. [read post]
7 Sep 2011, 7:41 pm
As a result, all investment advisers in Wyoming are regulated on the federal level and there is no exemption from federal registration for investment advisers in Wyoming with assets under management of less than $25 million. [read post]
7 Sep 2011, 7:41 pm
As a result, all investment advisers in Wyoming are regulated on the federal level and there is no exemption from federal registration for investment advisers in Wyoming with assets under management of less than $25 million. [read post]
23 Aug 2011, 9:23 pm
This post is the third in a series discussing the issues private fund managers face with state investment adviser registration requirements and how those requirements interact with federal law. [read post]
11 Aug 2011, 2:32 pm
This post is the first in a series discussing the issues private fund managers face with state investment adviser registration requirements and how those requirements interact with federal law. [read post]
16 Aug 2011, 5:17 pm
This post is the second in a series discussing the issues private fund managers face with state investment adviser registration requirements and how those requirements interact with federal law. [read post]
11 Sep 2011, 8:54 pm
The new Order exempts from investment adviser registration any fund manager who meets the federal venture capital fund exemption and the federal private fund adviser exemption (which exempts investment advisers who solely advise private funds and have assets under management of less than $150 million). [read post]
4 Sep 2011, 1:54 pm
Since the federal 15-client exemption was repealed in the Dodd-Frank Act, it was unclear where venture capital (and some private equity) fund managers located in Indiana stood with regards to state investment adviser registration requirements. [read post]
17 May 2019, 11:47 am
The IT Dashboard displays data received from agency IT Portfolio and Business Case reports, including general information on over 7,000 Federal IT investments and detailed data for over 700 of those investments that agencies classify as “major. [read post]
31 Aug 2011, 4:49 pm
This post is the fourth in a series discussing the issues private fund managers face with state investment adviser registration requirements and how those requirements interact with federal law. [read post]
1 Feb 2019, 2:19 pm
Aberon Capital Management Principal Niket Jain Allegedly Operated a Four-year $20 Million Investment Scheme; Jain Faces Charges of alleged Securities Fraud & Obstruction Aberon Capital Management principal Niket Jain, from 2010 until 2014, allegedly operated a four-year, $20 million investment scheme via his Cayman Islands hedge fund, according to reports from Manhattan federal prosecutors under review by investor rights attorney Alan Rosca. [read post]
21 Sep 2023, 9:12 am
According to the SEC’s complaint, Matlin founded Concord in 1999 to provide investment advice for compensation and to supervise and manage the client’s investments in United States-based private funds. [read post]
9 Jul 2012, 7:09 am
Bingham McCutchen has added an investment management team of five attorneys to its Washington office, the firm announced Monday. [read post]
3 Aug 2017, 8:08 am
Grim, Director of the Division of Investment Management, will leave the agency next month after more than 20 years of public service. [read post]
26 Jul 2022, 9:01 pm
Here, too, I believe that the Division of Investment Management has an important role to play. [read post]
24 Jan 2022, 10:00 pm
This Q&A provides a high-level overview of retail investment funds in the Russian Federation. [read post]
24 Jan 2022, 10:00 pm
This Q&A provides a high-level overview of retail investment funds in the Russian Federation. [read post]
24 Jan 2022, 10:00 pm
This Q&A provides a high-level overview of retail investment funds in the Russian Federation. [read post]
24 Jan 2022, 10:00 pm
This Q&A provides a high-level overview of retail investment funds in the Russian Federation. [read post]
