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3 Dec 2017, 12:43 pm
Here are the basics: All persons, including fiduciaries, who handle funds or other property of an employee benefit plan (“called plan officials”) have to be bonded unless they are covered by an exemption. [read post]
3 Dec 2017, 12:43 pm
Here are the basics: All persons, including fiduciaries, who handle funds or other property of an employee benefit plan (“called plan officials”) have to be bonded unless they are covered by an exemption. [read post]
24 Jun 2007, 8:40 pm
Funds and securities in Brookstreet clients' accounts, held at NFS, will continue in the custody of that "clearing firm," said a Fidelity spokesman, referring all further questions to Brookstreet. [read post]
27 Jan 2016, 12:08 pm
What is the difference in an ETF and a mutual fund? [read post]
29 May 2008, 6:51 am
Two lawsuits filed by former employees against Fidelity Investments may resolve a simmering dispute in the securities industry: Whether mutual fund employees are protected by a whistle-blower law adopted in the wake of corporate accounting scandals.The Sarbanes-Oxley Act does not specifically apply to the Fidelity Investments chairman's firm and other privately held companies.Congress gave whistle-blowers at public companies strong protections against retaliations… [read post]
16 Sep 2008, 7:21 pm
The article says that Fidelity Investments said that it was not having problems with its money market funds, and quotes a Fidelity spokesperson - "[w]e can state unequivocally that Fidelity's money market funds and accounts continue to provide security and safety for our customers' cash investments," and "[w]e have been proactive in keeping our money market funds safe and in protecting the $1 net asset value, which has… [read post]
7 Jun 2013, 8:52 am
Have you suffered losses in Fidelity Spartan Long-term Treasury Bond index fund? [read post]
18 Dec 2013, 8:41 am
The funding came from existing equity investors Aisling Capital, Fidelity Biosciences, Kearny Venture Partners and OrbiMed Advisors and new investor Cowealth Medical Holding Co Ltd. [read post]
25 Mar 2022, 12:16 pm
Galvin, Secretary of the Commonwealth (Decision/Order)SEC Division of Examinations Announces 2022 Examination Priorities / Enhances Focus on Private Funds, ESG, and Operational ResiliencySEC Holds Fidelity Transfer Services In Default and Orders Cease-and-Desist (No -- not "that" Fidelity but apparently another Fidelity)In the Matter of Fidelity ... [read post]
17 Dec 2019, 6:41 am
Chartwell Strategies LP is a hedge fund created and sold by Robert C. [read post]
22 Apr 2008, 5:15 am
A couple of weeks ago, Fidelity Funds held their annual meeting. [read post]
30 Dec 2010, 5:58 pm
The fast-growing social buying site locks up $500 million in fresh funds from Fidelity Investments, Morgan Stanley, T. [read post]
2 Aug 2012, 2:05 pm
The Chronicle of Philanthropy is reporting that the Fidelity Charitable Gift Fund returned contributions of $176,000 from the Deborah and Andrew Madoff Foundation and $79,000 from the Mark and Stephanie Madoff Foundation in early 2011, two months after the groups... [read post]
19 Mar 2009, 11:22 am
My feeling is that all HOAs and Condo Associations should protect their funds with fidelity bond coverage. [read post]
24 Nov 2013, 6:03 am
The Fidelity Funds are publicly-held entities organized under the Investment Company Act of 1940. [read post]
28 Mar 2022, 4:02 am
Interesting side note: Fidelity now offers a zero-fee index fund. [read post]
29 Apr 2010, 11:26 am
The ruling came in response to motions to dismiss filed in two separate lawsuits brought by former employees of Fidelity affiliates. [read post]
27 Apr 2010, 10:38 am
The ruling came in response to motions to dismiss filed in two separate lawsuits brought by former employees of Fidelity affiliates. [read post]
6 Aug 2009, 1:43 pm
Fidelity Investment has joined Charles Schwab and Morgan Stanley Smith Barney in warning customers about the complexity and risks of Leveraged Exchange Traded Funds (ETFs), reported Daisy Maxey in her article, "Fidelity the Latest to Caution on ETFs," published in the August 4 Wall Street Journal. [read post]
18 Aug 2009, 5:00 am
This gives fund investors the opportunity to vote on whether their fund operator like Fidelity or Vanguard should avoid companies that contribute to genocide, egregious human rights violations, or crimes against humanity. [read post]
