Search for: "Fidelity Management Corp." Results 1 - 20 of 114
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5 Oct 2007, 4:51 am
The concert is jointly sponsored by the NASPP and Fidelity Investments. [read post]
26 Aug 2008, 5:42 pm
The Regional Bond Dealers Association had told Cuomo, in an August 15 letter, that entities that sold ARS to its clients but had nothing to do with managing their issuance should not be made to repay clients back at par illiquid the way financial services firms, such as Citigroup Inc., Morgan Stanley, Wachovia Corp, JP Morgan Chase and Co, UBS AG, and Goldman Sachs Group Inc., are now required to do, so per their settlements with federal and state regulators. [read post]
2 Jan 2015, 12:01 pm
Funds run by Fidelity Investments, Franklin Templeton, Legg Mason and several other companies report getting hurt by falling junk-rated energy bond prices. [read post]
6 Feb 2014, 1:40 pm by D. Daxton White
Babiarz previously worked with Capitol Securities Management and Jesup & Lamont Securities Corp. [read post]
30 Jun 2009, 5:50 am
More on Reading Corp Fin's No-Action "Tea Leaves" I received quite a bit of member feedback on my recent blog regarding how Corp Fin has a challenging job analyzing the circumstances of each shareholder proposal before making an exclusion/inclusion determination. [read post]
20 Aug 2019, 7:13 am by Kaufman Dolowich Voluck
Stefan Dandelles, co-managing partner of the Kaufman Dolowich Voluck LLP Chicago office and chair of KDV’s fidelity and surety practice group, was quoted in a Business Insurance article written by Judy Greenwald – August 20, 2019. [read post]
7 May 2020, 5:11 am by Kaufman Dolowich Voluck
By Stefan Dandelles, co-managing partner of the KDV Chicago office and chair of the Fidelity & Surety practice group, and Jean Liu, attorney in KDV Chicago The Illinois Biometric Information Privacy Act (“BIPA”) was enacted to regulate the collection of biometric information. [read post]
9 Jun 2009, 9:32 pm
The settlement could be a sign that other fund providers, including Morgan Keegan, Charles Schwab Corp., and Fidelity Investments, may face similar lawsuits. [read post]
6 Apr 2010, 5:00 am by Jennifer S. Taub
In the first case, plaintiff, Jackie Hosang Lawson sued FMR LLC, FMR Corp. and Fidelity Brokerage Services. [read post]
18 Jun 2007, 11:49 pm
.; Fidelity Distributors Corp.; Fidelity Brokerage Services LLC; Fidelity Investments Institutional Services Co. [read post]
8 Jan 2010, 11:27 am by Page Perry LLC
The discount-brokerage operations of Charles Schwab Corp., Fidelity Investments and TD Ameritrade Holding Corp., among others, have built big businesses doing those things for independent advisers. [read post]
2 Feb 2012, 4:58 am by Matthew C. Bouchard, Esq.
One of the many highlights of the excellent two-day program was a panel discussion on Thursday featuring general counsel and risk managers from five large general contractors: The Walsh Group, Kiewit Corp., Turner Construction Co., Skanska USA and Granite Construction Inc. [read post]
12 Jan 2019, 6:06 am by Staff Attorney
  Carino’s disclosures include outside business activities (OBAs) including B & N Investments, LLC and Fidelity Wealth Management LLC. [read post]
27 Dec 2015, 6:23 am by Adam Weinstein
The investment attorneys of Gana LLP are investigating potential recovery options for investors in the Third Avenue Focused Credit Fund (TFCIX) managed by Third Avenue Management LLC. [read post]