Search for: "Fidelity Management and Trust Company"
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14 Jul 2016, 10:45 am
Fidelity Management Trust Company, out of the First Circuit yesterday on a putative class action against Fidelity related to the use of float income from plan transactions. [read post]
1 Jul 2015, 8:51 am
Court supervised trust management Typically, trusts are not created to be managed by a court. [read post]
18 Nov 2015, 5:58 am
Fidelity, Wells Fargo, Vanguard, etc.) to try to tease out the effect of trust. [read post]
10 Oct 2009, 2:45 am
ERISA Fidelity Bond Information Hedge fund managers who manages hedge funds which exceed the 25% ERISA threshold will need to purchase a fidelity bond. [read post]
30 Sep 2008, 8:04 pm
(3) The funds in the account are kept separate, distinct, and apart from the funds belonging to the managing agent or to any other person or entity for whom the managing agent holds funds in trust except that the funds of various associations may be commingled as permitted pursuant to subdivision (d) [read post]
6 Mar 2014, 8:22 am
As background, plaintiffs Lawson and Zang separately initiated lawsuits against their former employer, a privately held company that provided advisory management services to the Fidelity family of mutual funds. [read post]
14 Mar 2016, 2:56 am
Nationwide Mutual Insurance Company,[3] the Maryland district court held that when a law firm reimburses a customer trust account for which one of the law firm’s partners was the trustee, such loss would be considered a loss under both the “Direct means Direct” and “Proximate Cause” opinions. [read post]
2 May 2016, 5:30 pm
The private company management liability insurance environment is constantly changing. [read post]
20 Apr 2016, 5:34 pm
In January 2014, Sorrento’s “CEO and president announced that the company was going out of business, but the executives asked all of their employees worldwide to leave company property where it was. [read post]
27 Apr 2012, 5:30 am
The Miami Marlins suspended new Manager Ozzie Guillen for saying: “I love Fidel Castro,” and "I respect Fidel Castro. [read post]
11 Mar 2014, 9:31 am
As background, plaintiffs Lawson and Zang separately initiated lawsuits against their former employer, a privately held company that provided advisory management services to the Fidelity family of mutual funds. [read post]
8 Nov 2023, 9:05 pm
Retirement Plans (2023). [3] Brian Croce, House Committee Advances Bill Allowing 403(b) Plans to Offer CITs, Pensions & Invs., May 25, 2023, https://www.pionline.com/defined-contribution/house-committee-advances-bill-allowing-403b-plans-offer-cits. [4] Mitchell, supra note 2, at 25. [5] Management companies such as Fidelity, Vanguard, and State Street have all started to offer CITs through affiliated trust companies or banks. [6] Gensler, supra note… [read post]
16 Feb 2009, 6:21 am
The remaining investment options included two investment funds managed by Fidelity Trust, a Deere stock fund, and a “BrokerageLink” option giving participants access to 2,500 additional funds managed by companies other than Fidelity. [read post]
27 Jan 2011, 12:46 pm
With this, the condo was awarded $370,381 against the management firm for breach of contract, conversion and breach of trust and also against the firm’s principal, Garland, for a similar amount for breach of trust. [read post]
31 May 2011, 12:35 pm
Looks like CIA to me: “Crosby Advisors, a company that manages billions for Fidelity Investments chief Ned Johnson (inset) and his family, quietly moved from Boston to an office in Salem, NH (pictured) last fall. [read post]
22 Jan 2010, 10:08 am
Clearly it's happening a lot, and it's probably only being discovered some of the time.Multivest Management was a major case of embezzlement; one of the principals of the company managed to embezzle 3.4 million from about 50 associations over a 7 year period.One association in the state of Ohio resulted in a $650,000 loss.Another association was victimized by a management team where the maintenance man, in connection with the accountant, was… [read post]
3 Jan 2012, 9:21 pm
Advisory Services and First State Trust Company. [read post]
1 Jul 2021, 6:00 am
These are generally back-office functions and these companies, like Schwab, Fidelity, TD Ameritrade, and Interactive Brokers, typically disclaim away any responsibility to supervise for the suitability of the transactions at issue. [read post]
10 Jan 2023, 12:08 pm
But there is caselaw for the proposition that management integrity is not always material. [read post]
22 Aug 2016, 7:42 am
But a well-managed company should have sophisticated safeguards in place. [read post]
