Search for: "Fidelity National Capital, Inc."
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22 Dec 2016, 6:11 am
In January 2014, Fidelity National Financial, Inc. completed the merger by which it acquired the Company. [read post]
11 Jan 2017, 1:02 am
(“LPS” or the “Company”) by Fidelity National Financial, Inc. [read post]
11 Jul 2013, 7:25 am
, LPL Financial LLC, Commonwealth Financial Network, MML Investor Services LLC, Investors Capital Corp., Signator Investors Inc., Meyers Associates LP, and WFG Investments Inc. [read post]
19 Jul 2010, 1:30 pm
Inc., Triad Advisors and Investacorp Inc. [read post]
11 Jan 2017, 5:04 am
(“LPS”) upon LPS’s merger with Fidelity National Financial, Inc. [read post]
12 Apr 2019, 8:25 am
According to FINRA Disciplinary actions for February 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Arizmendi, Jose Silber Bennett Financial, Inc TCFG Wealth Management, LLC Barrick, Tabor FBL Marketing Services, LLC Allstate Financial… [read post]
18 Dec 2018, 11:03 am
According to FINRA Disciplinary actions for November 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Jose Arizmendi Silber Bennett Financial, Inc TCFG Wealth Management, LLC Tani Balas SCF Securities, Inc Klopp Agency … [read post]
30 Jan 2019, 1:06 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Balas, Tami SCF Securities, Inc Klopp Agency Bustamante, Ricardo JP Morgan Securities LLC Bustamante Family Legacy, LLC Coffey, Brian… [read post]
18 Oct 2010, 3:19 pm
Fidelity National Property and Casualty Ins. [read post]
8 Dec 2016, 1:45 pm
Foley, the Chairman and CEO of Fidelity National Financial, Inc. [read post]
8 Jul 2019, 6:22 am
U.S. financial services provider Fidelity National Information Services Inc. is set to gain unconditional antitrust approval from the European Union for its $35 billion bid for payments company Worldpay, people familiar with the matter said. [read post]
30 Dec 2022, 7:37 am
National Planning Corporation Michael Richie Fidelity Brokerage Services LLC Edward Von Der Schmidt Morgan Stanley & Co. [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors Distribution Co … [read post]
30 Oct 2013, 8:00 am
” On the other hand, the First Circuit’s approach may be more consistent with the Supreme Court’s adherence to the formalities of entities in Janus Capital Group., Inc. v First Derivative Traders, a 2011 decision. [read post]
4 Apr 2019, 1:27 am
The girl’s gruesome death reminded the nation of President Rodrigo Duterte’s promise: reimposition of capital punishment for drug-related offenses and heinous crimes.On March 7, 2017, House Bill 4727 was approved in Congress. [read post]
3 Nov 2021, 8:07 am
(CRD#:7870), MORRISTOWN, NJ07/19/2010 – 09/16/2013, FIDELITY BROKERAGE SERVICES LLC (CRD#:7784), WAYNE, NJ12/01/2008 – 05/19/2010, BARCLAYS CAPITAL INC. [read post]
11 Nov 2022, 9:07 am
National Planning Corporation Donald Nelson Wedbush Securities Inc. [read post]
25 Jan 2010, 5:00 am
Associates First Capital Corp., 2001 WL 35948712, at *23 (D. [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK… [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK… [read post]
