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12 Feb 2024, 6:07 am by Kevin LaCroix
  In the retirement plan excess fee cases, the damage models are mostly about purported excess payments to TIAA, Fidelity, and other service providers. [read post]
5 Sep 2023, 9:05 pm by renholding
Today’s liberals stand in a radical Enlightenment tradition that emphasizes civil and human rights, including an expansion of voting rights and fair representation.[8] Again, until recently, what has united these two sides has been a commitment to Enlightenment values of individual freedom, democratic decision-making processes, scientific rationality, and a fidelity to the Constitution and the rule of law – even as differences have raged with respect to such issues as the role… [read post]
26 May 2023, 12:08 pm by Liberty Ritchie
Financial Life Insurance Co.13‐0231‐EXM In Re: Target Market Conduct Examination of United of Omaha Life Insurance Co.13‐0960‐EXM In Re: Market Conduct Examination of Agar Insurance Agency, Inc.13‐1020‐EXM In Re: Market Conduct Examination of Health Care Service Corporation14‐0412‐EXM In Re: Target Market Conduct Examination of Farmers Insurance Co., Inc.15‐0432‐EXM In Re: Market Conduct… [read post]
23 Nov 2022, 6:32 am
The SEC’s Authority and Duelling Comments by Academics and Former SEC Commissioners Commentators of different types referred to the SEC’s authority in their submissions (see, for example, Impax Asset Management L.L.C., the Environmental Protection Agency and the National Mining Association). [read post]
23 Nov 2022, 6:32 am
The SEC’s Authority and Duelling Comments by Academics and Former SEC Commissioners Commentators of different types referred to the SEC’s authority in their submissions (see, for example, Impax Asset Management L.L.C., the Environmental Protection Agency and the National Mining Association). [read post]
27 Nov 2021, 2:16 am by Chukwuma Okoli
”[12] After referring to the counter-affidavit of the claimant/respondent where they mainly alleged at the trial court that the 1st claimant/respondent was sick and had financial difficulties, Shuaibu JCA adopted a similar flexible approach to the Brandon tests as Ayade J. [read post]
3 Nov 2021, 8:07 am by The White Law Group
(CRD#:7870), MORRISTOWN, NJ07/19/2010 – 09/16/2013, FIDELITY BROKERAGE SERVICES LLC (CRD#:7784), WAYNE, NJ12/01/2008 – 05/19/2010, BARCLAYS CAPITAL INC. [read post]
2 Nov 2021, 8:49 am by Shannon O'Hare
One of the reforms was in respect of collateral agents for financial collectives. [read post]
5 Oct 2021, 8:21 am
Boyd School of Law, University of Nevada, Las Vegas -- Nomos and Nation: On Nation in an Age of "Populism"     5:20 - Reception: Judaica Room, Gould Law Library     6:00 - Dinner     Tuesday, October 5   8:30 - 9:00 -- Breakfast   9:00 - 10:00 -- Rights, Obligation, and Justice   Kenneth A. [read post]
22 Sep 2021, 7:24 am by Silver Law Group
  Eileen Kenny   LPL Financial LLC   Private Advisor Group, LLC   Norma Kuklis   William Kursim   Fidelity Brokerage Services LLC   National Financial Services LLC   Joseph Switzer Sr. [read post]
31 Jul 2021, 7:27 am
The essay was originally published in Spanish in the blog La Joven Cuba, auspiciously enough on the 26th July 2021 (a very important date in the Cuban revolutiobary calendar which marks this year the 68th anniversary of the Fidel Castro led raid on the Moncada Barracks that marks the start of the revolutionary movement). [read post]
28 May 2021, 1:27 pm by Silver Law Group
  Michael Goonan   Equitable Advisors, LLC   Park Avenue Securities LLC   Eileen Kenny   LPL Financial LLC   Private Advisor Group, LLC   Norma Kuklis   William Kursim   Fidelity Brokerage Services LLC   National Financial Services LLC   John Margain   State Farm VP Management Corp. [read post]
11 Feb 2021, 8:10 am by Kristian Soltes
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]