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Guest Post: 2019 Securities Litigation: Key Takeaways and Trends
16 Mar 2020, 1:54 pm by Kevin LaCroix
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
The D & O Diary - http://www.dandodiary.com/
SEC Commissioner Urges Reform of Regulation D and Private Markets
1 Feb 2023, 9:01 pm by renholding
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Elements of Law 3.0 Notes and Readings III-B (Institutional Architecture of Law and Governance: The United States and Law Making--The Administrative Branches: The Non-Delegation Doctrine, An Introduction)
1 Oct 2013, 5:53 pm
--Whitman v. [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
SEC Chair Gensler Speaks on Plans to Overhaul Stock Trading
8 Jun 2022, 9:01 pm by Gary Gensler
In 2009, off-exchange trading accounted for a quarter of U.S. equity volume. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Man Admits Lying to Lender About his Income to Obtain Refinance
13 May 2014, 10:57 am by Allison Tussey
Securities and Exchange Commission. [read post]
Mortgage Fraud Blog - http://mortgagefraudblog.com/
Palm Beach Owner of Three Precious Metals Firms Charged in an Alleged $25 Million Precious Metals Investment Scheme
29 Jun 2011, 7:32 am by McNabb Associates, P.C.
U.S. [read post]
McNabb Associates Federal Crimes Update Podcast - http://www.federalcrimesblog.com
Palm Beach Owner of Three Precious Metals Firms Charged in an Alleged $25 Million Precious Metals Investment Scheme
29 Jun 2011, 7:32 am by McNabb Associates, P.C.
U.S. [read post]
Federal Crimes Blog - http://federalcrimesblog.com
Another Statutory Addition to the Development of the US Two Thrust Chinese Strategy: First Public Pressure Against Apple's Private Conduct; Now the U.S. Innovation and Competition Act of 2021
9 Jun 2021, 8:28 am
Pix Credit: U.S. [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
6/1 Session: Too Much Cancer, Not Enough Communication
6 Jun 2016, 4:20 pm by Francesca Procaccini
With this, the commission takes a break. [read post]
Lawfare - http://www.lawfareblog.com/
The SEC is Hiring 800? Where Do I Sign?
18 Aug 2010, 5:04 am by Broc Romanek
Ohio, 273 U.S. 510 (1927); see also Caperton v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Corporate Practice Commentator: Selecting the Ten Best Articles in the Corporate and Securities Field for 2018
1 Feb 2019, 10:51 am
  The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
Schrems, what the CJEU decided and why it is a problem for Canadian and other non-EU businesses
12 Oct 2015, 3:25 pm by Barry Sookman
In Schrems v. [read post]
Copyright, Intellectual Property, Computer, Internet, e-Commerce Law - http://www.barrysookman.com
This Week in Regulation
11 Jan 2018, 9:30 pm by Sarah Madigan
Securities and Exchange Commission (SEC) temporarily suspended trading of UBI Blockchain Internet, a Chinese company that provides blockchain services. [read post]
RegBlog - http://www.regblog.org/
Global Freedom of Expression, Columbia University: Newsletter w/e 8 October 2023
7 Oct 2023, 4:51 pm by INFORRM
GermanyUser v. [read post]
Inforrm's Blog - https://inforrm.wordpress.com/
U.S. SUPREME COURT HOLDS THAT TEMPORARY ACCESS TO PRIVATE PROPERTY THAT IS APPROPRIATED BY THE GOVERNMENT IS A PER SE PHYSICAL TAKING, GIVING RISE TO NUMEROUS NEW QUESTIONS ABOUT THE LAWFULNESS OF MANY GOVERNMENT INSPECTION REGIMES
13 Jul 2021, 3:00 am by Glen C. Hansen and Daniel S. Cucchi
California Coastal Commission, 483 U.S. 825 (1987) and Dolan v. [read post]
Abbott & Kindermann Land Use Law Blog - http://blog.aklandlaw.com/
U.S. SUPREME COURT HOLDS THAT TEMPORARY ACCESS TO PRIVATE PROPERTY THAT IS APPROPRIATED BY THE GOVERNMENT IS A PER SE PHYSICAL TAKING, GIVING RISE TO NUMEROUS NEW QUESTIONS ABOUT THE LAWFULNESS OF MANY GOVERNMENT INSPECTION REGIMES
13 Jul 2021, 3:00 am by Glen C. Hansen and Daniel S. Cucchi
California Coastal Commission, 483 U.S. 825 (1987) and Dolan v. [read post]
Abbott & Kindermann Land Use Law Blog - http://blog.aklandlaw.com/
Records Management Law — a Necessary Major Field of the Practice of Law — a Summary
28 May 2015, 4:00 am by Ken Chasse
A 2002 study commissioned by the U.S. [read post]
Slaw - http://www.slaw.ca
A Holiday Retrospective from the Editors: The Year in International Enforcement Law
11 Jan 2019, 8:16 am by Bruce Zagaris and Zarine Kharazian
Trump reversed ZTE penalties in exchange for trade concessions with China. [read post]
The International Enforcement Law Reporter Blog - http://ielrblog.com
A Holiday Retrospective from the Editors: The Year in International Enforcement Law
11 Jan 2019, 8:16 am by Bruce Zagaris and Zarine Kharazian
Trump reversed ZTE penalties in exchange for trade concessions with China. [read post]
The International Enforcement Law Reporter Blog - http://ielrblog.com/
Preemption of State Cybersecurity Laws: It’s Complicated
24 Aug 2022, 5:01 am by Jim Dempsey
The privacy bill awaiting consideration in the U.S. [read post]
Lawfare - http://www.lawfareblog.com/