Search for: "Fields v. U.S. Securities and Exchange Commission" Results 61 - 80 of 207
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23 Sep 2020, 1:55 am by Kevin Kaufman
Key Findings Implemented in 1991, Sweden’s carbon tax was one of the first in the world, second only to Finland’s carbon tax, which was implemented a year earlier. [read post]
18 Aug 2020, 9:08 am by Phil Dixon
The Securities and Exchange Commission (“SEC”) investigated the defendant for fraudulent investment activities and obtained an order of disgorgement for more than $4 million dollars based on illegally obtained profits. [read post]
5 Jun 2020, 3:00 am by Jim Sedor
Campaign Funds for Judges Warp Criminal Justice, Study Finds New York Times – Adam Liptak | Published: 6/1/2020 In Gideon v. [read post]
16 Mar 2020, 1:54 pm by Kevin LaCroix
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
3 Feb 2020, 12:42 pm by Elliot Setzer, William Ford
The committee will hear testimony from Charles Romine, the director of the information technology laboratory at the Commerce Department; John Wagner, the deputy executive assistant commissioner for field operations at U.S. [read post]
23 Dec 2019, 1:19 pm by David Kris
Fourth, what is to be made of statements by Attorney General William Barr and U.S. [read post]
9 Aug 2019, 3:00 am by Jim Sedor
That is a bar the majority of field has not hit and is not on track to do so. [read post]
20 May 2019, 5:49 am
 Karen Yeung (Birmingham Law School) delivered the first keynote speech on “Law, Regulation & Technology: Prospects and pitfalls for a fledgling field”. [read post]
2 May 2019, 9:05 pm by Bobby Chen
Securities and Exchange Commission, Ford Motor Company disclosed that it is being criminally investigated by the U.S. [read post]
1 Apr 2019, 9:28 am by Mark Astarita
Securities and Exchange Commission (SEC) may take a more expansive approach to the extraterritorial reach of its jurisdiction in light of the recent decision by the U.S. [read post]
19 Mar 2019, 7:24 am by Katherine Kelley
Instead, I consulted press accounts, Justice Department press statements, research papers, university publications, teen magazines, business publications, the Federal Trade Commission, women’s legal defense advocacy pages, U.S. [read post]
1 Feb 2019, 10:51 am
  The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]