Search for: "Fields v. U.S. Securities and Exchange Commission" Results 81 - 100 of 207
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24 Oct 2018, 4:33 pm by Kevin LaCroix
 The prohibition on unlawful insider trading levels the playing field and protects the integrity of financial markets. [read post]
18 Oct 2018, 9:30 pm by Bobby Chen
Securities and Exchange Commission (SEC) concluded that two national stock exchanges—the New York Stock Exchange and NASDAQ—failed to demonstrate that the fees they charged for access to market data complied with the Securities Exchange Act of 1934. [read post]
16 Sep 2018, 8:06 am
Even better, the PDCA might help Cuba avoid the effects of the U.S: embargo--especially those aspects targeting the economic drivers of the Cuban economy that have been targeted by the latest round of U.S. [read post]
13 Sep 2018, 1:01 pm by Adam Feldman
This figure includes attorneys from the U.S. [read post]
14 Jul 2018, 6:53 am by Arina Shulga
Securities and Exchange Commission (the “SEC”), delivered a speech on June 14, 2018, that is helpful in defining the U.S. regulatory framework surrounding digital assets. [read post]
7 Jun 2018, 3:01 pm by scottgaille
  The Howey Test, deriving from a decades-old case, Securities and Exchange Commission v. [read post]
19 Mar 2018, 10:23 am by Jordan Brunner
Secret Service; the Transportation Security Administration (TSA); the Federal Emergency Management Agency (FEMA); U.S. [read post]
10 Feb 2018, 5:26 am by William Ford
Robert Chesney and Steve Vladeck shared this week’s National Security Law Podcast, in which the two discuss, among other things, President Trump’s treason remarks, military commissions, and the Doe v. [read post]
6 Feb 2018, 7:24 am
China Economic and Security Review Commission  was created on October 30, 2000 by the Floyd D. [read post]
11 Jan 2018, 9:30 pm by Sarah Madigan
Securities and Exchange Commission (SEC) temporarily suspended trading of UBI Blockchain Internet, a Chinese company that provides blockchain services. [read post]
6 Dec 2017, 1:19 pm by ligitsec
Time agreed to pay $25,000, $12,500 in advance and an additional $12,500 at publication, in exchange for the right to excerpt 7,500 words from Mr. [read post]
1 Dec 2017, 2:55 pm by Jeff Kern and Kate Ross*
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]
29 Nov 2017, 4:23 pm by Jeff Kern and Kate Ross*
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]