Search for: "Fields v. U.S. Securities and Exchange Commission"
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11 Apr 2013, 3:33 pm
The EEOC Determined in Mia Macy v. [read post]
16 Jun 2023, 12:54 pm
However, the 2001 decision of U.S. v. [read post]
19 Oct 2021, 10:10 am
Jan. 27, 2016); Bartnett v. [read post]
2 May 2019, 9:05 pm
Securities and Exchange Commission, Ford Motor Company disclosed that it is being criminally investigated by the U.S. [read post]
2 May 2023, 12:51 pm
” They include: Commodity Futures Trading Commission Department of Justice MIMF Unit Federal Bureau of Investigation Federal Trade Commission Internal Revenue Service Secret Service Securities and Exchange Commission. [read post]
7 Jun 2018, 3:01 pm
The Howey Test, deriving from a decades-old case, Securities and Exchange Commission v. [read post]
16 Jan 2014, 4:30 am
Evidence Act) were legislated into hurried existence in the late 1960’s, in response to the decision in, Myers v. [read post]
12 Sep 2022, 5:00 am
Data Protection v. [read post]
12 Aug 2022, 5:55 am
A 32 year-old counterprotester, Heather Heyer, was killed by James Alex Fields Jr. when he deliberately rammed his vehicle through a crowd. [read post]
4 Nov 2013, 9:46 am
The $150 billion U.S. software industry has built itself on a mantra that has become the natural order: user beware. [read post]
13 Jun 2013, 7:05 pm
Securities and Exchange Commission 12-1118Issue: Whether, to satisfy the “substantial assistance” requirement of Section 20(e) of the Securities Exchange Act, which authorizes the Securities and Exchange Commission to bring civil aiding-and-abetting claims, the SEC must allege and prove that the defendant’s conduct was a proximate cause of the primary violation. [read post]
21 May 2017, 9:35 pm
Securities and Exchange Commission (SEC), some states enforced additional standards on the securities market as well. [read post]
29 Aug 2011, 2:00 pm
("Mitsui") is the assignee of U.S. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
9 Oct 2023, 1:52 pm
In its filing with the United States Securities and Exchange Commission, Flowers Foods reported that, under the settlement, a $55 million fund would be established to cover payments to a class of about 475 plaintiffs and for service awards to the named plaintiffs as well as for attorneys’ fees and administrative expenses. [read post]
8 Aug 2011, 2:00 am
Securities and Exchange Commission (No. 10-1305, July 22, 2011), the question is where does proxy access now stand and what can now be expected? [read post]
8 Sep 2015, 5:08 pm
First, in a July 8, 2015 decision in Acevedo v. [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
24 Oct 2018, 4:33 pm
The prohibition on unlawful insider trading levels the playing field and protects the integrity of financial markets. [read post]
25 Jan 2012, 9:46 pm
Howard-Anderson, ... the court ordered the plaintiffs it had found to have traded while in possession of confidential, nonpublic information to (i) self-report to the Securities Exchange Commission; (ii) disclose their improper trading in any future application to serve as lead plaintiff; and (iii) disgorge any profits made from the trades. [read post]
