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21 May 2014, 7:19 pm
” The post Systemic Risk and the Asset Management Industry appeared first on beSpacific. [read post]
8 Oct 2013, 5:00 am
That puts firms like BlackRock, Deutsche Asset & Wealth Management, Prudential Financial, AXA Investment Managers, MetLife, Invesco and UBS Global Asset Management in the cross-hairs of being considered “systemically important. [read post]
31 Jan 2015, 6:00 am
Financial Stability Oversight Council (the “FSOC”) recently issued a notice seeking public comment (the “Notice”) on whether asset management products and activities may pose potential risks to U.S. financial stability. [1] Specifically, the FSOC seeks comment on the systemic risks posed by: (1) liquidity and redemption practices; (2) use of leverage; (3) operational functions; and (4) resolution, i.e., the extent to which the… [read post]
15 Jun 2014, 6:00 am
It was left to academics at the conference to argue that asset managers could pose systemic risk. [read post]
27 Mar 2014, 6:19 am
Ever since the Treasury Department’s Office of Financial Research (“OFR”) released its report on Asset Management and Financial Stability in September 2013 (“OFR Report” or “Report”), the industry has vigorously opposed its central conclusion that the activities of the asset management industry as a whole make it systemically important and may pose a risk to US financial stability. [read post]
12 Apr 2021, 10:00 pm
Among these measures, this LawFlash addresses the proposed amendments to the Financial Instruments and Exchange Act (FIEA) for purposes of promoting foreign asset managers’ entry into the Japanese market. [read post]
12 Apr 2021, 10:00 pm
Among these measures, this LawFlash addresses the proposed amendments to the Financial Instruments and Exchange Act (FIEA) for purposes of promoting foreign asset managers’ entry into the Japanese market. [read post]
12 Apr 2021, 10:00 pm
Among these measures, this LawFlash addresses the proposed amendments to the Financial Instruments and Exchange Act (FIEA) for purposes of promoting foreign asset managers’ entry into the Japanese market. [read post]
12 Apr 2021, 10:00 pm
Among these measures, this LawFlash addresses the proposed amendments to the Financial Instruments and Exchange Act (FIEA) for purposes of promoting foreign asset managers’ entry into the Japanese market. [read post]
12 Apr 2021, 10:00 pm
Among these measures, this LawFlash addresses the proposed amendments to the Financial Instruments and Exchange Act (FIEA) for purposes of promoting foreign asset managers’ entry into the Japanese market. [read post]
12 Apr 2021, 10:00 pm
Among these measures, this LawFlash addresses the proposed amendments to the Financial Instruments and Exchange Act (FIEA) for purposes of promoting foreign asset managers’ entry into the Japanese market. [read post]
27 Nov 2023, 7:50 am
The speech is entitled: The role of asset management – channelling capital into financial markets preserving financial stability and sustainability aims. [read post]
25 Jun 2015, 2:41 pm
Shaikh (“Shaikh”) submitted a Letter of Acceptance Waiver and Consent (“AWC”) to settle allegations by the Financial Industry Regulatory Authority (“FINRA”) that they collectively failed to maintain a reasonable supervisory system at E1 Asset Management. [read post]
23 Jun 2015, 4:11 pm
Nelson, J.D.Several major players in the asset management world reacted favorably to a decision by the International Organization of Securities Commissions (IOSCO) to back off its earlier push to develop a framework for designating some asset managers as systemically important financial institutions. [read post]
15 Nov 2019, 6:21 am
A recent flurry of cyber attacks on asset managers should remind asset management firms and other financial institutions that they are attractive targets for cyber-exploitation and need to remain vigilant and institute appropriate preventative controls and monitoring procedures, as well as post-attack action plans. [1] Many companies still see cyber attacks as one-off, anomalous events. [read post]
1 Feb 2014, 8:00 pm
Risk management and asset protection in particular should be dealt with carefully. [read post]
1 Oct 2020, 5:39 am
Risks include disorderly price adjustments in various asset classes, with possible spillovers into different parts of the financial system, as well as potential disruption of the proper functioning of financial markets. [read post]
1 Jun 2022, 8:16 am
On 31 May 2022, HM Treasury published an open consultation seeking views on a regime to address the failure of a systemic digital settlement asset (DSA) firm. [read post]
10 Feb 2014, 11:08 am
In a letter to Treasury Secretary Jacob Lew in his capacity as Chair of the Financial Stability Oversight Council, Senator Crapo said that the study resulted in a flawed evaluation of the asset management industry and , even worse, a move towards designating asset management firms as systemically significant financial institutions without an accurate understanding of the role they play in the financial system. [read post]
10 Jun 2014, 6:49 am
In a letter to Treasury Secretary Jacob Lew in his capacity as Chair of the Financial Stability Oversight Council, Senator Crapo said that the study resulted in a flawed evaluation of the asset management industry and , even worse, a move towards designating asset management firms as systemically significant financial institutions without an accurate understanding of the role they play in the financial system. [read post]
