Search for: "Financial Asset Management Systems, Inc."
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18 Oct 2023, 9:01 pm
Securities and Exchange Commission (SEC) announced a US$19 million settlement with the investment adviser DWS Investment Management Americas Inc. [read post]
9 Oct 2023, 9:45 pm
This position includes general office and case management work. [read post]
6 Oct 2023, 9:00 am
Why Many Business Owners Would Love It If You Stopped Using Your Credit CardNPR – September 26, 2023 Whenever someone uses a credit card to buy a scoop of mango ice cream at one of Victor Garcia’s shops in Texas, the financial system takes a bite. [read post]
29 Sep 2023, 3:15 pm
Coordinates case management and assignment to ensure appropriate staffing levels/skills mix and oversees Administrative Appeals Program docket calendar and tickler system to ensure regulatory and internal deadlines are met. [read post]
22 Sep 2023, 12:52 pm
Pine Tree Legal Assistance, Inc. is seeking a staff attorney for its Indigenous Peoples Unit. [read post]
22 Sep 2023, 6:54 am
Introduced earlier this year, the CCCA would require financial institutions with $100 billion or more in assets to enable at least one network other than Visa or Mastercard for credit card transaction processing. [read post]
15 Sep 2023, 6:38 am
Legal and Regulatory Developments SPOTLIGHT: The CFPB Eyes Tech Firms’ Role in Governing Tap-To-PayDigital Transactions News – September 8, 2023 The Consumer Financial Protection Bureau late Thursday released a report raising questions about the part restrictions imposed by big technology firms like Apple Inc. and Alphabet Inc’s Google subsidiary may play in hampering innovation, consumer choice, and the growth of open and decentralized banking and… [read post]
8 Sep 2023, 12:51 pm
The firm reportedly manages $458 billion in assets. [read post]
7 Sep 2023, 10:25 am
Atria Wealth Acquires Grove Point Financial Atria Wealth Solutions Inc., a “wealth management solutions” holding company, announced the completion of its acquisition of Grove Point Financial LLC from Kestra Holdings. [read post]
1 Sep 2023, 6:30 am
Evidence from a Natural Experiment Posted by Hwanki Brian Kim (Baylor University), Woojin Kim (Seoul National University), and Mathias Kronlund (Tulane University), on Tuesday, August 29, 2023 Tags: Corporate cash, investments, natural experiment, payout policy, tax, tax reform, wages Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Tuesday, August 29, 2023 Tags: activist investors, Asset Managers,… [read post]
1 Sep 2023, 6:30 am
Evidence from a Natural Experiment Posted by Hwanki Brian Kim (Baylor University), Woojin Kim (Seoul National University), and Mathias Kronlund (Tulane University), on Tuesday, August 29, 2023 Tags: Corporate cash, investments, natural experiment, payout policy, tax, tax reform, wages Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Tuesday, August 29, 2023 Tags: activist investors, Asset Managers,… [read post]
31 Aug 2023, 7:38 am
Of the settlement amount, the whistleblower, Vantage Systems, Inc. will receive $1,357,964.00 as its relator share. [read post]
27 Aug 2023, 7:49 pm
The firm reportedly has $3 billion in assets under management. [read post]
16 Aug 2023, 10:52 am
Jarkesy George Jarkesy founded a pair of hedge funds that managed approximately $24 million in assets from 120 investors. [read post]
16 Aug 2023, 9:04 am
Securities America Inc. [read post]
1 Aug 2023, 4:27 pm
ESG Criteria and the Business Case for ESG ESG, as a framework, helps investors understand how an organization manages risks and opportunities related to environmental, social, and governance criteria. [read post]
28 Jul 2023, 1:02 pm
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
28 Jul 2023, 4:45 am
This sector manages over CAD 900 billion in assets and annually disburses over CAD 86 billion in claims and benefits. [read post]
28 Jul 2023, 4:45 am
This sector manages over CAD 900 billion in assets and annually disburses over CAD 86 billion in claims and benefits. [read post]
26 Jul 2023, 9:01 pm
The release prescribes granular disclosures, which seem designed to better meet the needs of would-be hackers rather than investors’ need for financially material information.[8] The new rule, for example, requires disclosure of detailed information about issuers’ cyber risk management processes and governance and relevant personnel.[9] Second, the SEC’s potentially non-material risk management and governance disclosures veer into managing… [read post]
