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10 Feb 2009, 7:17 am
Given the size and interconnected nature of markets, the growth in volumes, the global nature of trades and their cross-asset characteristics, managing operational risk will only become more important. [read post]
7 Jul 2009, 6:44 am
UK Financial Services Secretary Criticizes EU Fund Manager Directive ProposalPaul Myners, the UK Financial Services Secretary to the Treasury, said that European Commission's Alternative Investment Fund Managers draft directive is a "flawed" document that requires "major surgery. [read post]
26 Sep 2016, 5:00 am
By Amy Leisinger, J.D.The Investment Company Institute and SIFMA’s Asset Management Group have filed comments in response to the Financial Stability Board’s proposed recommendations regarding vulnerabilities in the asset management industry. [read post]
14 Jan 2023, 6:30 am
On December 2, 2022, the Board of Governors of the Federal Reserve System (Federal Reserve) published proposed Principles for Climate-Related Financial Risk Management for Large Financial Institutions (the Proposal). [read post]
14 Jan 2023, 6:30 am
On December 2, 2022, the Board of Governors of the Federal Reserve System (Federal Reserve) published proposed Principles for Climate-Related Financial Risk Management for Large Financial Institutions (the Proposal). [read post]
24 Aug 2015, 7:15 am
The Financial Industry Regulatory Authority (FINRA) sanctioned (Case No. 2010025835701) broker E1 Asset Management, Inc. [read post]
27 Oct 2011, 11:02 am
Written by Jay Gould On October 26, 2011, the SEC adopted a new rule requiring SEC-registered advisers to hedge funds and other private funds with at least $150 million in private fund assets under management to report information to the Financial Stability Oversight Council (“FSOC”) to enable it to monitor risk to the U.S. financial system. [read post]
8 Oct 2018, 1:45 pm
Trade Secret Asset Management What does [read post]
16 Oct 2023, 4:50 am
The victims of this exploitation are vulnerable seniors, who may be isolated, have diminished capacity, or lack familiarity with modern financial systems. [read post]
16 May 2024, 9:01 pm
Private Funds Private fund advisers now manage more than $30 trillion[14] in gross assets. [read post]
22 Jul 2013, 11:00 am
What planning have you done for your digital assets? [read post]
15 Nov 2021, 8:32 am
Key features of the Regulatory Framework for Investment Tokens include: facilitating the admission to trading of Investment Tokens on DFSA-regulated exchanges and multilateral trading facilities; systems and controls’ requirements applicable to trading venue operators, including a requirement for an independent technology audit; providing direct access to trading venues, including by retail clients, which is a significant deviation from the current intermediated model of trading;… [read post]
20 Dec 2011, 5:07 pm
As directed by the Dodd-Frank Act, the Federal Reserve Board has proposed enhanced prudential standards for systemically important backs and non-bank financial companies that pose a grave threat to financial stability. [read post]
8 Sep 2014, 6:14 pm
Spencer Bachus (R-AL), Chair Emeritus of the Financial services Committee, have serious concerns over the lack of empirical analysis leading up to the Financial Stability Oversight Council designation of insurance companies as systemically important financial institutions (SIFIs). [read post]
21 Aug 2013, 7:50 am
FSB Chair Mark Carney, also Governor of the Bank of England, said that the draft guidance on the resolution of non-bank financial institutions represents further significant progress in international efforts to develop the powers and tools that authorities need to manage the failure of any type of systemic institution without taxpayers bearing the costs. [read post]
2 Oct 2023, 3:20 am
The EPR will measure, value, and report on the ecosystem services and natural assets managed by a NAC. [read post]
17 Dec 2013, 3:11 pm
“The Office of Financial Research (OFR) today submitted to Congress its 2013 Annual Report, fulfilling a requirement to annually assess the state of the United States financial system and analyze threats to U.S. financial stability. [read post]
2 Jan 2009, 9:43 am
And better yet, software and credit reporting companies are offering great deals on money management systems that can make your life easier! [read post]
20 Jul 2023, 10:45 am
According to Smart Asset, the company has $17 billion in assets under management. [read post]
5 Apr 2011, 7:47 am
The MFA also asked the Board to clarify the calculation of assets for asset managers and the investment funds they manage. [read post]
