Search for: "Financial Asset Securities Corporation"
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22 Mar 2010, 5:10 pm
In Corporate Finance, when I teach my students about the Capital Asset Pricing Model, I tell them that we use the interest rate on short-term US Treasury notes as a proxy for the rate of return on a "risk free" asset precisely because those securities are essentially risk free. [read post]
9 Nov 2011, 10:54 am
Corporate borrowing and the giving of security in connection therewith; 4. [read post]
4 Apr 2022, 12:10 pm
On March 31, 2022, the staff of the Division of Corporation Finance and the Office of the Chief Accountant of the SEC issued Staff Accounting Bulletin (SAB) No. 121 (SAB 121), which “adds interpretive guidance for entities to consider when they have obligations to safeguard crypto-assets held for their platform users. [read post]
28 Mar 2022, 7:17 am
The post Stolen Russian Assets Worth $5M Bounty To Tipsters appeared first on Securities Arbitration Lawyers Blog. [read post]
21 Sep 2018, 2:32 pm
As alleged by the SEC, World Tree manages all of its clients’ assets on a discretionary basis, meaning that it has authorization to trade securities on behalf of its clients. [read post]
11 Apr 2016, 1:20 pm
The final rule allows investment-grade, U.S. general obligation state and municipal securities to be counted as high-quality liquid assets (HQLA) up to certain levels if such securities meet the same liquidity criteria that apply currently to corporate debt securities. [read post]
23 Sep 2021, 8:41 am
In addition, digital assets may not be subjected to the same custody and capital safeguards as securities, thus subjecting the investors to potentially much greater risk of loss if a service provider experiences financial strains, they noted.Any actions taken by the SEC will not preclude other regulators from exercising their statutory authority with respect to stablecoins and other digital assets, the group noted. [read post]
1 Dec 2023, 5:23 pm
They are included on a business’s balance sheet, providing a snapshot of financial health. [read post]
7 Jun 2011, 1:01 am
In a decision that largely turned on detailed confidential witness statements, on June 7, 2011, Northern District of Alabama Judge Inge Prytz Johnson denied the motions to dismiss in the Regions Financial Corporation subprime-related securities lawsuit. [read post]
15 Jun 2022, 9:05 pm
Specifically, I theorize that market mechanisms constrain the exercise of power by the Big Three: Because they are profit-maximizing asset managers, the Big Three must secure broad consensus from their clients when adopting rules. [read post]
29 Nov 2016, 8:30 am
As of September 30, 2016, Corporate Capital Trust had approximately $4.3 billion in assets, and CNL Financial Group and its affiliates managed approximately $34 billion in total assets. [read post]
16 Sep 2018, 1:02 pm
“In August 2007, asset-backed securities (ABS), particularly those backed by subprime mortgages, suddenly became illiquid and fell sharply in value as an unprecedented housing boom turned into a housing bust. [read post]
18 Jul 2022, 7:56 am
Discovering Hidden Financial Assets When a family owns extensive financial assets, the attempts to conceal these assets may sometimes seem more sophisticated, and they can be more difficult to uncover if the other spouse has not been as involved in managing financial matters. [read post]
26 Sep 2008, 2:31 pm
Finally, how do we ensure that the government does not pay excessive prices for troubled assets or new securities issued by financial firms? [read post]
28 Sep 2022, 6:30 am
In 2012, the SEC raised concerns with Bankrate about its financial reporting, leading to the discovery that its CFO had engaged in a form of securities fraud known as a cookie-jar accounting. [read post]
5 Jun 2013, 6:29 am
In our pool of nearly 11,000 (Compustat) non-financial firms, the net contribution of external cash raised (security issues net of repurchases and dividends) was negative over the sample period. [read post]
26 Apr 2022, 6:52 am
On March 31, 2022, the staff of the Division of Corporation Finance and the Office of the Chief Accountant of the SEC issued Staff Accounting Bulletin (SAB) No. 121 (SAB 121), which “adds interpretive guidance for entities to consider when they have obligations to safeguard crypto-assets held for their platform users. [read post]
17 Mar 2023, 3:33 pm
Structured transactions allow the FDIC to retain an interest in the assets, while transferring day-to-day management responsibility to private sector managers who acquire a financial interest in the assets and share in the costs and risks associated with ownership. [read post]
15 Feb 2012, 6:06 am
In a Feb. 13 letter to SEC Chairman Mary Schapiro, the 14 pension funds and plan sponsors, which represent $1.6 trillion in assets, urged the agency to complete what they called “unfinished business” in the wake of the financial crisis. [read post]
22 Oct 2023, 5:58 pm
A person who carries on a ‘financial services business’ in Australia must hold an AFSL covering the provision of the financial services (unless an exemption applies) and meet the disclosure and conduct requirements as prescribed in the Corporations Act. [read post]
