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29 Jun 2009, 4:59 am
For example, the Task Force defines MSOs as "independent organizations that provide management and administrative services (e.g., financial and legal services, human resources and payroll/benefits management, grants and contract management, bulk purchasing, risk management, real estate consulting, insurance) to multiple organizations, while allowing those organizations to maintain separate identities, governance structures, and… [read post]
31 May 2022, 10:00 pm
The Dubai Financial Services Authority (DFSA) has implemented a new regime for credit funds, which comes into force on June 1, 2022. [read post]
31 May 2022, 10:00 pm
The Dubai Financial Services Authority (DFSA) has implemented a new regime for credit funds, which comes into force on June 1, 2022. [read post]
31 May 2022, 10:00 pm
The Dubai Financial Services Authority (DFSA) has implemented a new regime for credit funds, which comes into force on June 1, 2022. [read post]
31 May 2022, 10:00 pm
The Dubai Financial Services Authority (DFSA) has implemented a new regime for credit funds, which comes into force on June 1, 2022. [read post]
31 May 2022, 10:00 pm
The Dubai Financial Services Authority (DFSA) has implemented a new regime for credit funds, which comes into force on June 1, 2022. [read post]
31 May 2022, 10:00 pm
The Dubai Financial Services Authority (DFSA) has implemented a new regime for credit funds, which comes into force on June 1, 2022. [read post]
26 May 2023, 6:18 am
Another area of concern cited by DFS was the management of third-party service providers. [read post]
25 Nov 2020, 8:55 pm
The comparative guide, Senior management responsibility in financial services, allows clients to better understand how senior management responsibility in different types of financial services firm other than insurers is being treated in different jurisdictions around the world. [read post]
4 Oct 2011, 7:00 am
What are financial services firms doing now to manage risk more effectively? [read post]
30 Sep 2011, 7:00 am
New Challenges for Risk Management in Financial Services, SAS, a leader in business analytics software and services, explains: With regulators, boards and investors heavily scrutinizing risk management practices, effective risk management is more critical than ever. [read post]
16 Jan 2023, 7:47 pm
It signals the end of the financial services industry as we know it. [read post]
26 Jan 2019, 5:49 am
However, can a firm ethically recover its costs in a managed services partnership? [read post]
29 Nov 2018, 8:28 am
On 28 November 2018, there was published on legsislation.gov.uk The Financial Services and Markets Act 2000 (Claims Management Activity) Order 2018 (the Order), together with an explanatory memorandum. [read post]
5 Nov 2009, 11:10 am
House Financial Services Committee Passes Legislation Reforming SEC, PCAOB and SIPC OversightThe House Financial Services Committee has passed legislation reforming the SEC to strengthen its powers, better protect investors, and efficiently and effectively regulate the securities markets. [read post]
1 Oct 2015, 2:19 pm
Kaplinsky Yesterday, the House Financial Services Committee passed by 35 to 24, H.R. 1266, which would replace the CFPB’s sole director with a bipartisan, five-member Commission. [read post]
10 Jun 2021, 2:10 am
If you are a financial service employee, such as a broker, investment advisor, wealth manager, capital acquisition broker, work with funding portals or provide similar services, you are mostly likely subject to rules and regulations governed by the Financial Industry Regulatory Authority (FINRA). [read post]
20 Nov 2019, 1:09 pm
Don Cardinal, Managing Director, Financial Data Exchange (“FDX”) Mr. [read post]
6 Dec 2023, 7:50 am
Upon laying and subject to being approved by Parliament, this statutory instrument would allow the Financial Ombudsman Service (FOS) to charge case fees to claims management companies and other relevant professional representatives bringing cases to the FOS on behalf of complainants. [read post]
18 Jul 2023, 4:04 am
The Financial Services and Markets Act (the Act) received Royal Assent on 29 June 2023. [read post]
