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4 May 2024, 4:00 am by Yosi Yahoudai
” For Housing Market Data in your area, visit my webpage for trends here. [read post]
2 May 2024, 12:35 pm by The White Law Group
  He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]
1 May 2024, 8:18 am by Cynthia Marcotte Stamer
Stamer’s work throughout her career has focused heavily on working with health care and managed care, life sciences, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and other… [read post]
30 Apr 2024, 2:51 pm by Cynthia Marcotte Stamer
Stamer’s work throughout her career has focused heavily on working with health care and managed care, life sciences, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and other… [read post]
30 Apr 2024, 9:40 am by Cynthia Marcotte Stamer
The $265,000 Liberty Energy, Inc. doing business as Liberty Oilfield Services, LLC, will pay to settle a race and national origin discrimination lawsuit brought on behalf of three mechanics by the U.S. [read post]
26 Apr 2024, 6:00 am by Michelle
Those provisions, which would put New York’s financial regulatory agency, the Department of Financial Services, in charge of BNPL oversight in the state, have instead been stripped out into a separate bill, A9588, that Assemblywoman Pamela Hunter, D-Syracuse, said Monday remains very much in play. [read post]
18 Apr 2024, 7:37 am by Charlie Jarrett
Our Investment Adviser Group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
18 Apr 2024, 6:26 am by Cynthia Marcotte Stamer
Stamer’s work throughout her career has focused heavily on working with health care and managed care, life sciences, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and other… [read post]
12 Apr 2024, 11:27 am by Rosalie Chen
Key Investment Services LLC (KIS) and KeyBanc Capital Markets Inc. agreed to pay a $10 million penalty. [read post]
7 Apr 2024, 9:05 pm by renholding
However, the world isn’t this simple.[14] The complexity of social reality intrudes, even as a business may legitimately focus on its own economic strategies, plans, operations, investments, and marketing with profit-making in mind. [read post]
5 Apr 2024, 6:00 am by Michelle
American Express Co., Discover Financial Services, and Visa Inc. soon followed. . . . [read post]
3 Apr 2024, 9:03 pm by renholding
The recent money-market fund rule is an example of this phenomenon. [read post]
3 Apr 2024, 9:01 pm by renholding
But regardless of the headwinds, we remain committed to using all the tools at our disposal to protect the investing public, including against risks in the crypto markets. [read post]
2 Apr 2024, 9:04 am by Kelly Shivery
Allegedly, these fees were well above fair market value and included compensation for services not rendered or did not constitute supervision. [read post]