Search for: "Financial Marketing Services, Inc."
Results 41 - 60
of 4,276
Sorted by Relevance
|
Sort by Date
11 Nov 2010, 12:27 pm
From FoIB Jeff M:"MetLife Inc. says it will no longer sell new long term care (LTC) insurance policies in either the individual or group markets after the end of the year. [read post]
24 Jul 2015, 5:29 am
Mishkin The CFPB has announced a proposed settlement with Student Financial Aid Services, Inc. [read post]
28 Dec 2020, 8:14 am
The SEC Sanctions Voya Financial Advisors Inc. for Alleged Breach of Fiduciary Duty Voya Financial Advisors, Inc., based in Des Moines, Iowa, is a dually registered investment adviser and broker-dealer with $15.9 billion under management. [read post]
16 May 2011, 9:48 pm
UBS Financial Services Inc. has consented to a $160 million settlement over charges that it took part in anticompetitive practices in the municipal bond market. [read post]
9 Jan 2009, 1:59 pm
With a presence in 35 major U.S. markets, the company provides onsite facilities management services, offsite litigation support services, and electronic data discovery services. [read post]
1 Aug 2017, 8:13 am
UBS Financial Services Inc. [read post]
25 May 2011, 12:59 pm
UBS Financial Services Inc. has agreed to pay $160 million to settle claims regarding their anticompetitive actions in the municipal bond market. [read post]
1 Jul 2011, 4:09 am
(“Teletrack”), a consumer reporting agency that sells consumer reports and other services to businesses that serve financially distressed consumers, after alleging that the company had sold information obtained through its consumer reporting business to marketers to create a marketing database. [read post]
11 Sep 2013, 2:03 pm
IMS Health, Inc. [read post]
26 May 2020, 9:19 am
The post Hornbeck Offshore Services Inc. [read post]
31 Jul 2020, 12:35 pm
The post VALIC Financial Advisors Inc., Subsidiary of AIG, To Pay $20 Million Settlement For Sales Of Investments With Undisclosed Costs appeared first on Securities Arbitration Lawyers Blog. [read post]
19 Sep 2008, 10:38 am
In an effort to aggressively counter the recent market crisis, the United States Securities & Exchange Commission and United Kingdom's Financial Services Authority announced today that they have temporarily banned all short-selling in financial companies. [read post]
28 Oct 2009, 11:25 pm
The four investment firms, Citigroup, AK Capital, National Financial Services, and Tradestation, agreed to the censures and fines but did not admit to or deny wrongdoing. [read post]
9 Oct 2007, 12:40 pm
The NASD imposed a $200,000 fine against EKN Financial Services Inc. and levied sanctions against the firm's CEO, President, Head Trader and Financial and Operations Principal for improper short selling in connection with three unregistered PIPE securities offerings. [read post]
25 Aug 2016, 4:00 am
United Healthcare Services, Inc., ___ Cal.App.4th ___ (Aug. 4, 2016), the Court of Appeal (Second Appellate District, Division Two) held that UCL, FAL, and other claims brought on behalf of a putative class of members of a health care plan governed by the federal Medicare Advantage program (a Part C plan) were expressly preempted by the Medicare Act. [read post]
6 Feb 2007, 2:28 pm
., Feb. 6 /PRNewswire/ -- Merrill Corporation, a leading global provider of technology-enabled services for the legal, financial, real estate and other corporate markets, today announced it is expanding its presence in the southeast market with the acquisition of Document Resources, Inc., an Atlanta-based company with an office in Miami, specializing in litigation support services. [read post]
26 Apr 2016, 8:38 pm
This decision favors patent owners in that the PTAB focused on what the claims recited when determining if the claims were directed to some financial product or service. [read post]
10 Aug 2010, 2:31 am
A Financial Industry Regulatory Authority arbitration panel has ordered UBS Financial Services Inc. to pay investor Kajeet Inc. $80.8 million for failed auction-rate securities. [read post]
3 May 2016, 7:34 am
Chain, Inc., which developed the protocol in partnership with Nasdaq, Fidelity, Citi, and other financial firms, released the blockchain standard as open source software. [read post]
26 Jan 2024, 1:40 pm
Voya and the unregistered entity had a Variable Marketing Agreement for services related to VUL sales. [read post]
