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18 Mar 2021, 5:02 am by Rob Robinson
Announces Fourth Quarter 2020 Financial Results Revenue, Net Loss, EBITDA Improve Compared to Third Quarter 2020 KLDiscovery Inc. [read post]
8 Feb 2008, 1:31 am
(NASDAQ:EPIQ) will report fourth quarter and year-end financial results on Tuesday, February 19, 2008 after market close. [read post]
1 May 2012, 2:22 pm by Securites Lawprof
FINRA announced that it sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision... [read post]
1 May 2012, 2:34 pm by Securites Lawprof
The SEC charged UBS Financial Services Inc. of Puerto Rico and two executives with making misleading statements to investors, concealing a liquidity crisis, and masking its control of the secondary market for 23 proprietary closed-end mutual funds. [read post]
11 Jul 2014, 12:50 pm by Paul Samuel
GE Capital, Healthcare Financial Services, a Bethesda-based lender to the U.S. health care middle market, said it provided a $10 million senior secured term loan to OraMetrix Inc., a provider of technology to improve the quality of orthodontic care. [read post]
21 Apr 2023, 6:20 am by Zamansky LLC
Turner was employed by UBS Financial Services Inc. from March 1996 through October 2021, then employed by Stifel Nicolaus & Co, Inc. from October 2021 to February 2022. [read post]
26 Aug 2008, 1:00 am
Google Inc. will help set up a two-story, 8,000 square-foot headquarters for hundreds of bloggers descending on the Democratic convention in Denver next week, and it will offer similar services at the Republican convention in September, as new media gain influence in politics… With its financial support for the “Big Tent” blogger facility at the [...] [read post]
4 May 2012, 1:06 pm
Forethought Financial Group, a privately-owned Houston based firm, is bringing more annuities business to Texas with its purchase of The Hartford Financial Services Group Inc. [read post]
5 Sep 2014, 6:20 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm optionsXpress, Inc. [read post]
19 Jan 2021, 8:16 am by Staff Attorney
Hanaur & Company, Smith Barney Inc., Citigroup Global Markets Inc., Wells Fargo Clearing Services LLC and is currently working for Raymond James & Associates, Inc. [read post]
23 May 2012, 12:34 pm
The trademark infringement complaint was filed by San Antonio-based USAA (United Services Automotive Association), a financial services company that provides banking, investing, and insurance services to individuals and families that serve, or served in the United states military. [read post]
23 May 2012, 12:34 pm
The trademark infringement complaint was filed by San Antonio-based USAA (United Services Automotive Association), a financial services company that provides banking, investing, and insurance services to individuals and families that serve, or served in the United states military. [read post]
3 Aug 2016, 2:30 pm by Malecki Law Team
Margiotta was employed by UBS Financial Services Inc. from October 2008 to June 2015, and with Citigroup Global Markets Inc. from December 2003 to November 2008, as well as other prior firms. [read post]
14 May 2015, 6:01 am by Mark Astarita
The SEC has filed charges against ITT Educational Services Inc., its chief executive officer, and its chief financial officer. [read post]
9 Mar 2009, 7:01 am
Various news reports citing anonymous sources on Friday said that Hartford Financial Services Group Inc. is in talks to sell most of its life insurance subsidiary to Sun Life Financial Inc.of Canada, a fine company north of the border that has good brand awareness in the United States advanced life insurance and estate planning market with Sun Life Assurance Company of Canada (and its New York subsidiary). [read post]
10 Nov 2021, 1:14 pm by Silver Law Group
The company offers a variety of services for students, including textbooks, study, writing, and math subscription services. [read post]
5 Aug 2009, 1:30 pm
ESD also oversees the marketing of "I LOVE NY," the State's iconic tourism brand. [read post]